AI assistant
SM Energy Co — Director's Dealing 2010
Jul 6, 2010
31371_dirs_2010-07-06_55d9bd9a-0cc9-487e-8229-398a57a9490e.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SM Energy Co (SM)
CIK: 0000893538
Period of Report: 2010-06-30
Reporting Person: MUELLER MARK D (Sr. VP & Regional Manager)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-06-30 | Common Stock; $.01 Par Value | J | 627 | $29.104 | Acquired | 15025 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-07-01 | Restricted Stock Units | $ | A | 2412 | Acquired | Common Stock (2412) | Direct |
Footnotes
F1: The reporting person purchased 627 shares of the issuer's common stock on June 30, 2010, through the issuer's Employee Stock Purchase Plan.
F2: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests over a three year period, with 1/7th vesting on July 1, 2011, 2/7th vesting on the July 1, 2012, and 4/7th vesting on July 1, 2013. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.