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Sleep Number Corp — Director's Dealing 2019
Sep 19, 2019
33589_dirs_2019-09-19_b478ff20-b516-469f-9ee5-e6053de1e1ec.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Sleep Number Corp (SNBR)
CIK: 0000827187
Period of Report: 2017-03-21
Reporting Person: Poirier Robert Joseph (VP, CAO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-04-26 | Common Stock | M | 3200 | $28.99 | Acquired | 9911 | Direct |
| 2017-04-26 | Common Stock | M | 825 | $18.81 | Acquired | 10736 | Direct |
| 2017-04-26 | Common Stock | M | 707 | $17.77 | Acquired | 11443 | Direct |
| 2017-04-26 | Common Stock | S | 4732 | $31.4935 | Disposed | 6711 | Direct |
| 2017-04-26 | Common Stock | S | 3032 | $31.60 | Disposed | 3679 | Direct |
| 2018-03-21 | Common Stock | A | 630 | — | Acquired | 4309 | Direct |
| 2018-08-24 | Common Stock | S | 1412 | $32.51 | Disposed | 2897 | Direct |
| 2018-11-06 | Common Stock | M | 734 | $23.61 | Acquired | 3631 | Direct |
| 2018-11-06 | Common Stock | S | 734 | $39.3867 | Disposed | 2897 | Direct |
| 2018-11-06 | Common Stock | M | 825 | $18.81 | Acquired | 3722 | Direct |
| 2018-11-06 | Common Stock | S | 825 | $39.4446 | Disposed | 2897 | Direct |
| 2018-11-06 | Common Stock | M | 1475 | $33.32 | Acquired | 4372 | Direct |
| 2018-11-06 | Common Stock | S | 1475 | $39.4222 | Disposed | 2897 | Direct |
| 2019-03-21 | Common Stock | F | 67 | $47.82 | Disposed | 2830 | Direct |
| 2019-03-29 | Common Stock | A | 485 | — | Acquired | 3315 | Direct |
| 2019-07-30 | Common Stock | M | 512 | $34.35 | Acquired | 3827 | Direct |
| 2019-07-30 | Common Stock | S | 512 | $50.641 | Disposed | 3315 | Direct |
| 2019-07-30 | Common Stock | M | 825 | $18.81 | Acquired | 4140 | Direct |
| 2019-07-30 | Common Stock | S | 825 | $50.385 | Disposed | 3315 | Direct |
| 2019-07-30 | Common Stock | M | 733 | $23.61 | Acquired | 4048 | Direct |
| 2019-07-30 | Common Stock | S | 733 | $50.3956 | Disposed | 3315 | Direct |
| 2019-07-30 | Common Stock | S | 2410 | $49.58 | Disposed | 905 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-21 | Employee Stock Option (Right to Buy) | $23.61 | A | 2200 | Acquired | 2027-03-21 | Common Stock (2200) | Direct |
| 2017-04-26 | Employee Stock Option (Right to Buy) | $28.99 | M | 3200 | Disposed | 2022-02-23 | Common Stock (3200) | Direct |
| 2017-04-26 | Employee Stock Option (Right to Buy) | $18.81 | M | 825 | Disposed | 2026-03-22 | Common Stock (825) | Direct |
| 2017-04-26 | Employee Stock Option (Right to Buy) | $17.77 | M | 707 | Disposed | 2024-03-28 | Common Stock (707) | Direct |
| 2018-03-21 | Employee Stock Option (Right to Buy) | $34.35 | A | 1535 | Acquired | 2028-03-21 | Common Stock (1535) | Direct |
| 2018-11-06 | Employee Stock Option (Right to Buy) | $23.61 | M | 734 | Disposed | 2027-03-21 | Common Stock (734) | Direct |
| 2018-11-06 | Employee Stock Option (Right to Buy) | $18.81 | M | 825 | Disposed | 2026-03-22 | Common Stock (825) | Direct |
| 2018-11-06 | Employee Stock Option (Right to Buy) | $33.32 | M | 1475 | Disposed | 2025-03-16 | Common Stock (1475) | Direct |
| 2019-03-29 | Employee Stock Option (Right to Buy) | $47.00 | A | 1175 | Acquired | 2029-03-29 | Common Stock (1175) | Direct |
| 2019-07-30 | Employee Stock Option (Right to Buy) | $34.35 | M | 512 | Disposed | 2028-03-21 | Common Stock (512) | Direct |
| 2019-07-30 | Employee Stock Option (Right to Buy) | $18.81 | M | 825 | Disposed | 2026-03-22 | Common Stock (825) | Direct |
| 2019-07-30 | Employee Stock Option (Right to Buy) | $23.61 | M | 733 | Disposed | 2027-03-21 | Common Stock (733) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices between $31.59 and $31.61, inclusive. The reporting person will provide to the SEC Staff, Sleep Number or any security holder of Sleep Number, upon request, full information regarding the number of shares sold at each separate price.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices between $49.39 and $49.75, inclusive. The reporting person will provide the SEC Staff, Sleep Number or any security holder of Sleep Number, upon request, full information regarding the number of shares sold at each separate price.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices between $39.3867 and $39.44, inclusive. The reporting person will provide to the SEC Staff, Sleep Number or any security holder of Sleep Number, upon request, full information regarding the number of shares sold at each separate price.
F4: These shares were withheld from the vesting of a restricted stock unit award to cover the reporting persons estimated tax obligation.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices between $50.50 and $50.8350, inclusive. The reporting person will provide to the SEC Staff, Sleep Number or any security holder of Sleep Number, upon request, full information regarding the number of shares sold at each separate price.
F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices between $50.23 and $50.68, inclusive. The reporting person will provide to the SEC Staff, Sleep Number or any security holder of Sleep Number, upon request, full information regarding the number of shares sold at each separate price.
F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices between $50.23 and $50.69, inclusive. The reporting person will provide to the SEC Staff, Sleep Number or any security holder of Sleep Number, upon request, full information regarding the number of shares sold at each separate price.
F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices between $49.39 and $49.75, inclusive. The reporting person will provide to the SEC Staff, Sleep Number or any security holder of Sleep Number, upon request, full information regarding the number of shares sold at each separate price.
F9: Includes 905 shares from Restricted Stock Unit awards that vest over time.