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SKYX Platforms Corp. — Director's Dealing 2022
Feb 10, 2022
33953_dirs_2022-02-09_445b0b54-e628-40d5-b7bb-f3f1966f3be4.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: SQL Technologies Corp. (SKYX)
CIK: 0001598981
Period of Report: 2022-02-09
Reporting Person: SOKOLOW LEONARD J (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, no par value | 309667 | Direct |
| Common Stock, no par value | 3600 | Indirect |
| Common Stock, no par value | 231624 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $0.60 | 2025-11-15 | Common Stock, no par value (150000) | Direct | |
| Stock Option (right to buy) | $3.00 | 2027-04-19 | Common Stock, no par value (150000) | Direct | |
| Stock Option (right to buy) | $4.00 | 2027-04-19 | Common Stock, no par value (150000) | Direct | |
| Stock Option (right to buy) | $3.00 | 2023-01-01 | Common Stock, no par value (100000) | Direct | |
| Stock Option (right to buy) | $3.00 | 2024-01-01 | Common Stock, no par value (100000) | Direct | |
| Stock Option (right to buy) | $12.00 | 2025-01-01 | Common Stock, no par value (100000) | Direct | |
| Stock Option (right to buy) | $12.00 | 2025-12-31 | Common Stock, no par value (100000) | Direct | |
| Stock Option (right to buy) | $12.00 | 2026-12-31 | Common Stock, no par value (100000) | Direct | |
| Warrant (right to buy) | $12.00 | 2023-12-31 | Common Stock, no par value (4469) | Direct | |
| Warrant (right to buy) | $12.00 | 2024-10-26 | Common Stock, no par value (1088) | Direct | |
| Warrant (right to buy) | $12.00 | 2024-11-29 | Common Stock, no par value (3375) | Direct | |
| Warrant (right to buy) | $12.00 | 2024-12-22 | Common Stock, no par value (19827) | Direct | |
| Warrant (right to buy) | $12.00 | 2023-12-31 | Common Stock, no par value (5674) | Indirect | |
| Warrant (right to buy) | $12.00 | 2024-10-26 | Common Stock, no par value (725) | Indirect | |
| Warrant (right to buy) | $12.00 | 2024-11-29 | Common Stock, no par value (2250) | Indirect | |
| Warrant (right to buy) | $12.00 | 2024-12-22 | Common Stock, no par value (13216) | Indirect | |
| Warrant (right to buy) | $12.00 | 2024-06-30 | Common Stock, no par value (214957) | Indirect | |
| Warrant (right to buy) | $12.00 | 2024-08-31 | Common Stock, no par value (16667) | Indirect |
Footnotes
F1: These securities are owned by Newbridge Securities Corporation. The reporting person is the Chief Executive Officer and President of Newbridge Financial, Inc. and Chairman of Newbridge Securities Corporation, its broker dealer subsidiary.
F2: These securities are owned by Bridge Line Ventures, LLC Series ST-1 ("Bridge Line Ventures"). The reporting person is the Chief Executive Officer and President of Bridge Line Advisors, LLC, the manager of Bridge Line Ventures.
F3: Exercisable at any time on or prior to the expiration date at the holder's discretion at the initial exercise price of $12.00, subject to adjustment provisions (including certain anti-dilution provisions).