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SKYWORKS SOLUTIONS, INC. — Director's Dealing 2021
Nov 10, 2021
30568_dirs_2021-11-09_9b417894-1686-479f-9ae3-1bd63d5618da.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SKYWORKS SOLUTIONS, INC. (SWKS)
CIK: 0000004127
Period of Report: 2021-11-05
Reporting Person: BORI CARLOS S (SVP, Sales & Marketing)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-05 | Common Stock | A | 8204 | $0.00 | Acquired | 22491 | Direct |
| 2021-11-05 | Common Stock | F | 4068 | $164.06 | Disposed | 18423 | Direct |
| 2021-11-05 | Common Stock | M | 2735 | — | Acquired | 21158 | Direct |
| 2021-11-05 | Common Stock | F | 1357 | $164.06 | Disposed | 19801 | Direct |
| 2021-11-05 | Common Stock | M | 7597 | — | Acquired | 27398 | Direct |
| 2021-11-05 | Common Stock | F | 3767 | $164.06 | Disposed | 23631 | Direct |
| 2021-11-08 | Common Stock | A | 7266 | $0.00 | Acquired | 30897 | Direct |
| 2021-11-08 | Common Stock | F | 3603 | $167.77 | Disposed | 27294 | Direct |
| 2021-11-08 | Common Stock | M | 3267 | — | Acquired | 30561 | Direct |
| 2021-11-08 | Common Stock | F | 1620 | $167.77 | Disposed | 28941 | Direct |
| 2021-11-08 | Common Stock | M | 2158 | — | Acquired | 31099 | Direct |
| 2021-11-08 | Common Stock | F | 1070 | $167.77 | Disposed | 30029 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-05 | Restricted Stock Units | $ | M | 2735 | Disposed | Common Stock (2735) | Direct | |
| 2021-11-05 | Restricted Stock Units | $ | M | 7597 | Disposed | Common Stock (7597) | Direct | |
| 2021-11-08 | Restricted Stock Units | $ | M | 3267 | Disposed | Common Stock (3267) | Direct | |
| 2021-11-08 | Restricted Stock Units | $ | M | 2158 | Disposed | Common Stock (2158) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1371 | Indirect |
Footnotes
F1: Represents 8,204 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/5/2019. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2020.
F2: Represents shares withheld to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.
F3: Restricted stock units convert into shares of common stock on a one-for-one basis.
F4: Represents 7,266 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/6/2018. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for the performance period consisting of fiscal years 2019, 2020, and 2021.
F5: This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on
the latest plan statement dated 10/31/2021.
F6: The restricted stock units vest in four (4) equal installments, beginning on 11/5/2020 and ending on 11/5/2023.
F7: The restricted stock units vested in two (2) equal installments, beginning on 11/5/2020 and ending on 11/5/2021.
F8: The restricted stock units vest in four (4) equal installments, beginning on 11/6/2019 and ending on 11/6/2022.
F9: The restricted stock units vested in four (4) equal installments, beginning on 11/7/2018 and ending on 11/7/2021.