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SKYWORKS SOLUTIONS, INC. — Director's Dealing 2021
Nov 13, 2021
30568_dirs_2021-11-12_6a085db9-ff87-4f68-b3c0-e44f09492052.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SKYWORKS SOLUTIONS, INC. (SWKS)
CIK: 0000004127
Period of Report: 2021-11-10
Reporting Person: TERRY ROBERT JOHN (SVP, Gen. Counsel & Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-10 | Common Stock | A | 2455 | $0.00 | Acquired | 7772 | Direct |
| 2021-11-10 | Common Stock | F | 1218 | $160.31 | Disposed | 6554 | Direct |
| 2021-11-11 | Common Stock | A | 5632 | $0.00 | Acquired | 12186 | Direct |
| 2021-11-11 | Common Stock | F | 2794 | $161.99 | Disposed | 9392 | Direct |
| 2021-11-11 | Common Stock | M | 1877 | — | Acquired | 11269 | Direct |
| 2021-11-11 | Common Stock | F | 931 | $161.99 | Disposed | 10338 | Direct |
| 2021-11-12 | Common Stock | S | 2998 | $162.27 | Disposed | 7340 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-10 | Restricted Stock Units | $ | A | 8034 | Acquired | Common Stock (8034) | Direct | |
| 2021-11-11 | Restricted Stock Units | $ | M | 1877 | Disposed | Common Stock (1877) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2821 | Indirect |
Footnotes
F1: Unrestricted stock award under the Issuer's Amended and Restated 2015 Long-Term Incentive Plan made as partial payment for an amount due to the Reporting Person under the Issuer's Fiscal 2021 Executive Incentive Plan.
F2: Represents shares withheld to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.
F3: Represents 5,632 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/11/2020. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2021.
F4: Restricted stock units convert into shares of common stock on a one-for-one basis.
F5: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 5/27/2021.
F6: This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 10/31/2021.
F7: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit.
F8: The restricted stock units vest in four (4) equal installments, beginning on 11/10/2022 and ending on 11/10/2025.
F9: The restricted stock units vest in four (4) equal installments, beginning on 11/11/2021 and ending on 11/11/2024.