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SKYWORKS SOLUTIONS, INC. — Director's Dealing 2020
Jan 4, 2020
30568_dirs_2020-01-03_8225a954-0498-4868-8037-7baab2d9662d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SKYWORKS SOLUTIONS, INC. (SWKS)
CIK: 0000004127
Period of Report: 2020-01-03
Reporting Person: ALDRICH DAVID J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-01-03 | Common Stock | M | 7560 | $84.89 | Acquired | 155592 | Direct |
| 2020-01-03 | Common Stock | S | 400 | $118.05 | Disposed | 155192 | Direct |
| 2020-01-03 | Common Stock | S | 500 | $119.60 | Disposed | 154692 | Direct |
| 2020-01-03 | Common Stock | S | 6660 | $120.16 | Disposed | 148032 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-01-03 | Employee Stock Option (right to buy) | $84.89 | M | 7560 | Disposed | 2022-11-09 | Common Stock (7560) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 20380 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 2/12/2019.
F2: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $117.97 per share to $118.15 per share.
F3: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $119.20 per share to $119.79 per share.
F4: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $119.88 per share to $120.81 per share.
F5: This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 12/31/2019.
F6: This stock option was originally scheduled to vest in (4) equal installments, beginning on 11/9/2016 and ending on 11/9/2019. Pursuant to the Second Amended and Restated Change of Control/Severance Agreement between the Reporting Person and Skyworks Solutions, Inc., vesting of the unvested portion of this stock option was accelerated on 5/24/2018, in conjunction with the Reporting Person's cessation of employment.