AI assistant
SKYWORKS SOLUTIONS, INC. — Director's Dealing 2020
Nov 10, 2020
30568_dirs_2020-11-09_084285cb-9ced-4656-89c3-50e8c6ca75f6.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SKYWORKS SOLUTIONS, INC. (SWKS)
CIK: 0000004127
Period of Report: 2020-11-05
Reporting Person: GRIFFIN LIAM (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-05 | Common Stock | A | 30390 | $0.00 | Acquired | 78506 | Direct |
| 2020-11-05 | Common Stock | F | 15069 | $149.12 | Disposed | 63437 | Direct |
| 2020-11-05 | Common Stock | M | 10130 | — | Acquired | 73567 | Direct |
| 2020-11-05 | Common Stock | F | 5023 | $149.12 | Disposed | 68544 | Direct |
| 2020-11-06 | Common Stock | M | 12101 | — | Acquired | 80645 | Direct |
| 2020-11-06 | Common Stock | F | 6000 | $146.74 | Disposed | 74645 | Direct |
| 2020-11-09 | Common Stock | M | 6194 | — | Acquired | 80839 | Direct |
| 2020-11-09 | Common Stock | F | 3071 | $144.58 | Disposed | 77768 | Direct |
| 2020-11-09 | Common Stock | M | 3862 | — | Acquired | 81630 | Direct |
| 2020-11-09 | Common Stock | F | 1915 | $144.58 | Disposed | 79715 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-05 | Restricted Stock Units | $ | M | 10130 | Disposed | Common Stock (10130) | Direct | |
| 2020-11-06 | Restricted Stock Units | $ | M | 12101 | Disposed | Common Stock (12101) | Direct | |
| 2020-11-09 | Restricted Stock Units | $ | M | 6194 | Disposed | Common Stock (6194) | Direct | |
| 2020-11-09 | Restricted Stock Units | $ | M | 3862 | Disposed | Common Stock (3862) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 12324 | Indirect |
Footnotes
F1: Represents 30,390 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/5/2019. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2020.
F2: Represents shares withheld to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.
F3: Restricted stock units convert into shares of common stock on a one-for-one basis.
F4: This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 10/31/2020.
F5: The restricted stock units vest in four (4) equal installments, beginning on 11/5/2020 and ending on 11/5/2023.
F6: The restricted stock units vest in four (4) equal installments, beginning on 11/6/2019 and ending on 11/6/2022.
F7: The restricted stock units vest in four (4) equal installments, beginning on 11/7/2018 and ending on 11/7/2021.
F8: The restricted stock units vested in four (4) equal installments, beginning on 11/9/2017 and ending on 11/9/2020.