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SKYWORKS SOLUTIONS, INC. — Director's Dealing 2020
Nov 10, 2020
30568_dirs_2020-11-09_15f7659c-6753-4eb8-8544-ac5bb9bd2cd4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SKYWORKS SOLUTIONS, INC. (SWKS)
CIK: 0000004127
Period of Report: 2020-11-05
Reporting Person: TERRY ROBERT JOHN (SVP, Gen. Counsel & Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-05 | Common Stock | A | 7902 | $0.00 | Acquired | 17926 | Direct |
| 2020-11-05 | Common Stock | F | 3919 | $149.12 | Disposed | 14007 | Direct |
| 2020-11-05 | Common Stock | M | 2634 | — | Acquired | 16641 | Direct |
| 2020-11-05 | Common Stock | F | 1306 | $149.12 | Disposed | 15335 | Direct |
| 2020-11-05 | Common Stock | M | 6078 | — | Acquired | 21413 | Direct |
| 2020-11-05 | Common Stock | F | 3014 | $149.12 | Disposed | 18399 | Direct |
| 2020-11-06 | Common Stock | M | 2057 | — | Acquired | 20456 | Direct |
| 2020-11-06 | Common Stock | F | 1020 | $146.74 | Disposed | 19436 | Direct |
| 2020-11-06 | Common Stock | S | 162 | $145.21 | Disposed | 19274 | Direct |
| 2020-11-06 | Common Stock | S | 5400 | $146.12 | Disposed | 13874 | Direct |
| 2020-11-06 | Common Stock | S | 800 | $147.19 | Disposed | 13074 | Direct |
| 2020-11-06 | Common Stock | S | 2013 | $148.24 | Disposed | 11061 | Direct |
| 2020-11-09 | Common Stock | M | 1349 | — | Acquired | 12410 | Direct |
| 2020-11-09 | Common Stock | F | 669 | $144.58 | Disposed | 11741 | Direct |
| 2020-11-09 | Common Stock | S | 1037 | $150.71 | Disposed | 10704 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-05 | Restricted Stock Units | $ | M | 2634 | Disposed | Common Stock (2634) | Direct | |
| 2020-11-05 | Restricted Stock Units | $ | M | 6078 | Disposed | Common Stock (6078) | Direct | |
| 2020-11-06 | Restricted Stock Units | $ | M | 2057 | Disposed | Common Stock (2057) | Direct | |
| 2020-11-09 | Restricted Stock Units | $ | M | 1349 | Disposed | Common Stock (1349) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2795 | Indirect |
Footnotes
F1: Represents 7,902 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/5/2019. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2020.
F2: Represents shares withheld to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.
F3: Restricted stock units convert into shares of common stock on a one-for-one basis.
F4: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 1/25/2020.
F5: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $145.20 per share to $145.22 per share.
F6: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $145.54 per share to $146.37 per share.
F7: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $146.63 per share to $147.51 per share.
F8: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $148.04 per share to $148.71 per share.
F9: This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 10/31/2020.
F10: The restricted stock units vest in four (4) equal installments, beginning on 11/5/2020 and ending on 11/5/2023.
F11: The restricted stock units vest in two (2) equal installments, beginning on 11/5/2020 and ending on 11/5/2021.
F12: The restricted stock units vest in four (4) equal installments, beginning on 11/6/2019 and ending on 11/6/2022.
F13: The restricted stock units vest in four (4) equal installments, beginning on 11/7/2018 and ending on 11/7/2021.