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SKYWORKS SOLUTIONS, INC. — Director's Dealing 2020
Nov 14, 2020
30568_dirs_2020-11-13_13dfe3c9-83aa-45ff-a15f-cf38eae6c602.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SKYWORKS SOLUTIONS, INC. (SWKS)
CIK: 0000004127
Period of Report: 2020-11-10
Reporting Person: TERRY ROBERT JOHN (SVP, Gen. Counsel & Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-10 | Common Stock | M | 658 | — | Acquired | 11362 | Direct |
| 2020-11-10 | Common Stock | F | 327 | $137.24 | Disposed | 11035 | Direct |
| 2020-11-10 | Common Stock | S | 680 | $143.06 | Disposed | 10355 | Direct |
| 2020-11-11 | Common Stock | A | 2630 | $0.00 | Acquired | 12985 | Direct |
| 2020-11-11 | Common Stock | F | 1304 | $143.87 | Disposed | 11681 | Direct |
| 2020-11-12 | Common Stock | S | 331 | $143.90 | Disposed | 11350 | Direct |
| 2020-11-13 | Common Stock | M | 750 | $75.91 | Acquired | 12100 | Direct |
| 2020-11-13 | Common Stock | S | 750 | $144.14 | Disposed | 11350 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-10 | Restricted Stock Units | $ | M | 658 | Disposed | Common Stock (658) | Direct | |
| 2020-11-11 | Restricted Stock Units | $ | A | 7506 | Acquired | Common Stock (7506) | Direct | |
| 2020-11-13 | Employee Stock Option (right to buy) | $75.91 | M | 750 | Disposed | 2023-11-10 | Common Stock (750) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2795 | Indirect |
Footnotes
F1: Restricted stock units convert into shares of common stock on a one-for-one basis.
F2: Represents shares withheld to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.
F3: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 1/25/2020.
F4: Unrestricted stock award under the Issuer's 2015 Long-Term Incentive Plan, as Amended, made as partial payment for an amount due to the Reporting Person under the Issuer's Fiscal 2020 Executive Incentive Plan.
F5: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 7/28/2020.
F6: This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 10/31/2020.
F7: The restricted stock units vested in four (4) equal installments, beginning on 11/10/2017 and ending on 11/10/2020.
F8: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit.
F9: The restricted stock units vest in four (4) equal installments, beginning on 11/11/2021 and ending on 11/11/2024.
F10: This stock option vested in four (4) equal installments, beginning on 11/10/2017 and ending on 11/10/2020.