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SKYWORKS SOLUTIONS, INC. — Director's Dealing 2019
May 11, 2019
30568_dirs_2019-05-10_8bcbbc59-bea7-4224-8c95-3acbfab45286.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SKYWORKS SOLUTIONS, INC. (SWKS)
CIK: 0000004127
Period of Report: 2019-05-08
Reporting Person: ALDRICH DAVID J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-05-09 | Common Stock | M | 2110 | — | Acquired | 203032 | Direct |
| 2019-05-10 | Common Stock | M | 5000 | $60.97 | Acquired | 208032 | Direct |
| 2019-05-10 | Common Stock | S | 5000 | $83.13 | Disposed | 203032 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-05-08 | Restricted Stock Units | $ | A | 2294 | Acquired | Common Stock (2294) | Direct | |
| 2019-05-09 | Restricted Stock Units | $ | M | 2110 | Disposed | Common Stock (2110) | Direct | |
| 2019-05-10 | Employee Stock Option (right to buy) | $60.97 | M | 5000 | Disposed | 2020-05-09 | Common Stock (5000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 20175 | Indirect |
Footnotes
F1: Restricted stock units convert into shares of common stock on a one-for-one basis.
F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 2/12/2019.
F3: This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 04/30/2019.
F4: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit.
F5: The restricted stock units vest on May 8, 2020.
F6: The restricted stock units vested on May 9, 2019.
F7: This stock option was originally scheduled to vest in four (4) equal installments, beginning on 11/10/2015 and ending on 11/10/2018. Pursuant to the Second Amended and Restated Change of Control/Severance Agreement between the Reporting Person and Skyworks Solutions, Inc., vesting of the unvested portion of this stock option was accelerated on 5/24/2018, in conjunction with the Reporting Person's cessation of employment.