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SKYWORKS SOLUTIONS, INC. — Director's Dealing 2019
Nov 13, 2019
30568_dirs_2019-11-12_e12d1e0c-da84-4742-a6da-acc1cedf2eaf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SKYWORKS SOLUTIONS, INC. (SWKS)
CIK: 0000004127
Period of Report: 2019-11-07
Reporting Person: BORI CARLOS S (SVP, Sales & Marketing)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-07 | Common Stock | A | 3231 | $0.00 | Acquired | 22703 | Direct |
| 2019-11-07 | Common Stock | F | 1602 | $98.64 | Disposed | 21101 | Direct |
| 2019-11-07 | Common Stock | M | 2159 | — | Acquired | 23260 | Direct |
| 2019-11-07 | Common Stock | F | 1071 | $98.64 | Disposed | 22189 | Direct |
| 2019-11-11 | Common Stock | A | 10816 | $0.00 | Acquired | 33005 | Direct |
| 2019-11-11 | Common Stock | F | 5363 | $100.38 | Disposed | 27642 | Direct |
| 2019-11-11 | Common Stock | M | 901 | — | Acquired | 28543 | Direct |
| 2019-11-11 | Common Stock | F | 447 | $100.38 | Disposed | 28096 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-11-07 | Restricted Stock Units | $ | M | 2159 | Disposed | Common Stock (2159) | Direct | |
| 2019-11-11 | Restricted Stock Units | $ | M | 901 | Disposed | Common Stock (901) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1170 | Indirect |
Footnotes
F1: Represents 3,231 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/7/2017. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2018.
F2: Represents shares withheld to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.
F3: Restricted stock units convert into shares of common stock on a one-for-one basis.
F4: Represents 10,816 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/9/2016. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2017.
F5: This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 10/31/2019.
F6: The restricted stock units vest in four (4) equal installments, beginning on 11/7/2018 and ending on 11/7/2021.
F7: The restricted stock units vest in four (4) equal installments, beginning on 11/9/2017 and ending on 11/9/2020.