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SKYWORKS SOLUTIONS, INC. — Director's Dealing 2019
Nov 13, 2019
30568_dirs_2019-11-12_673205c8-1b8e-46d4-82a5-1fa038d418c3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SKYWORKS SOLUTIONS, INC. (SWKS)
CIK: 0000004127
Period of Report: 2019-11-07
Reporting Person: GRIFFIN LIAM (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-07 | Common Stock | A | 9271 | $0.00 | Acquired | 80692 | Direct |
| 2019-11-07 | Common Stock | F | 4597 | $98.64 | Disposed | 76095 | Direct |
| 2019-11-07 | Common Stock | M | 6194 | — | Acquired | 82289 | Direct |
| 2019-11-07 | Common Stock | F | 3071 | $98.64 | Disposed | 79218 | Direct |
| 2019-11-07 | Common Stock | S | 20000 | $99.01 | Disposed | 59218 | Direct |
| 2019-11-11 | Common Stock | A | 46356 | $0.00 | Acquired | 105574 | Direct |
| 2019-11-11 | Common Stock | F | 22984 | $100.38 | Disposed | 82590 | Direct |
| 2019-11-11 | Common Stock | M | 3863 | — | Acquired | 86453 | Direct |
| 2019-11-11 | Common Stock | F | 1916 | $100.38 | Disposed | 84537 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-11-07 | Restricted Stock Units | $ | M | 6194 | Disposed | Common Stock (6194) | Direct | |
| 2019-11-11 | Restricted Stock Units | $ | M | 3863 | Disposed | Common Stock (3863) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 12213 | Indirect |
Footnotes
F1: Represents 9,271 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/7/2017. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2018.
F2: Represents shares withheld to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.
F3: Restricted stock units convert into shares of common stock on a one-for-one basis.
F4: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 8/19/2019.
F5: This price reflects the average selling price of the shares sold. Actual sale prices ranged from $98.63 per share to $99.42 per share.
F6: Represents 46,356 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/9/2016. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2017.
F7: This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 10/31/2019.
F8: The restricted stock units vest in four (4) equal installments, beginning on 11/7/2018 and ending on 11/7/2021.
F9: The restricted stock units vest in four (4) equal installments, beginning on 11/9/2017 and ending on 11/9/2020.