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SKYWORKS SOLUTIONS, INC. — Director's Dealing 2019
Nov 13, 2019
30568_dirs_2019-11-12_da55251a-5a66-4ff2-8ef8-c2c72c278f7a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SKYWORKS SOLUTIONS, INC. (SWKS)
CIK: 0000004127
Period of Report: 2019-11-07
Reporting Person: TERRY ROBERT JOHN (SVP, Gen. Counsel & Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-07 | Common Stock | A | 2019 | $0.00 | Acquired | 15132 | Direct |
| 2019-11-07 | Common Stock | F | 1002 | $98.64 | Disposed | 14130 | Direct |
| 2019-11-07 | Common Stock | M | 1349 | — | Acquired | 15479 | Direct |
| 2019-11-07 | Common Stock | F | 669 | $98.64 | Disposed | 14810 | Direct |
| 2019-11-08 | Common Stock | M | 1483 | $84.89 | Acquired | 16293 | Direct |
| 2019-11-08 | Common Stock | S | 1483 | $100.00 | Disposed | 14810 | Direct |
| 2019-11-11 | Common Stock | A | 7904 | $0.00 | Acquired | 22714 | Direct |
| 2019-11-11 | Common Stock | F | 3919 | $100.38 | Disposed | 18795 | Direct |
| 2019-11-11 | Common Stock | M | 658 | — | Acquired | 19453 | Direct |
| 2019-11-11 | Common Stock | F | 327 | $100.38 | Disposed | 19126 | Direct |
| 2019-11-11 | Common Stock | M | 1483 | $84.89 | Acquired | 20609 | Direct |
| 2019-11-11 | Common Stock | S | 1483 | $100.05 | Disposed | 19126 | Direct |
| 2019-11-11 | Common Stock | M | 2252 | $75.91 | Acquired | 21378 | Direct |
| 2019-11-11 | Common Stock | S | 2252 | $100.05 | Disposed | 19126 | Direct |
| 2019-11-11 | Common Stock | S | 5102 | $100.05 | Disposed | 14024 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-11-07 | Restricted Stock Units | $ | M | 1349 | Disposed | Common Stock (1349) | Direct | |
| 2019-11-08 | Employee Stock Option (right to buy) | $84.89 | M | 1483 | Disposed | 2022-11-09 | Common Stock (1483) | Direct |
| 2019-11-11 | Restricted Stock Units | $ | M | 658 | Disposed | Common Stock (658) | Direct | |
| 2019-11-11 | Employee Stock Option (right to buy) | $84.89 | M | 1483 | Disposed | 2022-11-09 | Common Stock (1483) | Direct |
| 2019-11-11 | Emplyoee Stock Option (right to buy) | $75.91 | M | 2252 | Disposed | 2023-11-10 | Common Stock (2252) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2769 | Indirect |
Footnotes
F1: Represents 2019 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/7/2017. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2018.
F2: Represents shares withheld to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.
F3: Restricted stock units convert into shares of common stock on a one-for-one basis.
F4: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 8/9/2019.
F5: Represents 7,904 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/10/2016. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2017.
F6: This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 10/31/2019.
F7: The restricted stock units vest in four (4) equal installments, beginning on 11/7/2018 and ending on 11/7/2021.
F8: This stock option vested in four (4) equal installments, beginning on 11/9/2016 and ending on 11/9/2019.
F9: The restricted stock units vest in four (4) equal installments, beginning on 11/10/2017 and ending on 11/10/2020.
F10: This stock option vests in four (4) equal installments, beginning on 11/10/2017 and ending on 11/10/2020.