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SKYWORKS SOLUTIONS, INC. — Director's Dealing 2019
Nov 23, 2019
30568_dirs_2019-11-22_14f2e5f8-c7f0-4516-9622-203bbccdfaf0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SKYWORKS SOLUTIONS, INC. (SWKS)
CIK: 0000004127
Period of Report: 2019-11-22
Reporting Person: ALDRICH DAVID J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-22 | Common Stock | M | 10000 | $77.66 | Acquired | 213032 | Direct |
| 2019-11-22 | Common Stock | S | 10000 | $97.06 | Disposed | 203032 | Direct |
| 2019-11-22 | Common Stock | S | 30000 | $97.61 | Disposed | 173032 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-11-22 | Employee Stock Option (right to buy) | $77.66 | M | 10000 | Disposed | 2023-11-09 | Common Stock (10000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 20409 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 2/12/2019.
F2: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $96.62 per share to $97.49 per share.
F3: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $97.50 per share to $97.66 per share.
F4: This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 10/31/2019.
F5: This stock option was originally scheduled to vest in (4) equal installments, beginning on 11/9/2017 and ending on 11/9/2020. Pursuant to the Second Amended and Restated Change of Control/Severance Agreement between the Reporting Person and Skyworks Solutions, Inc., vesting of the unvested portion of this stock option was accelerated on 5/24/2018, in conjunction with the Reporting Person's cessation of employment.