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SKYWORKS SOLUTIONS, INC. — Director's Dealing 2019
Dec 4, 2019
30568_dirs_2019-12-03_80664e62-b07b-4f64-82b2-c68dd8459b97.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SKYWORKS SOLUTIONS, INC. (SWKS)
CIK: 0000004127
Period of Report: 2019-11-29
Reporting Person: ALDRICH DAVID J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-29 | Common Stock | M | 10000 | $77.66 | Acquired | 183032 | Direct |
| 2019-11-29 | Common Stock | S | 1100 | $98.42 | Disposed | 181932 | Direct |
| 2019-11-29 | Common Stock | S | 8900 | $98.99 | Disposed | 173032 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-11-29 | Employee Stock Option (right to buy) | $77.66 | M | 10000 | Disposed | 2023-11-09 | Common Stock (10000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 20377 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 2/12/2019.
F2: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $98.31 per share to $98.52 per share.
F3: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $98.56 per share to $99.52 per share.
F4: This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 11/30/2019.
F5: This stock option was originally scheduled to vest in (4) equal installments, beginning on 11/9/2017 and ending on 11/9/2020. Pursuant to the Second Amended and Restated Change of Control/Severance Agreement between the Reporting Person and Skyworks Solutions, Inc., vesting of the unvested portion of this stock option was accelerated on 5/24/2018, in conjunction with the Reporting Person's cessation of employment.