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SKYWORKS SOLUTIONS, INC. — Director's Dealing 2018
Nov 9, 2018
30568_dirs_2018-11-08_ec826eaf-4ba6-4cc9-82c2-a07502506c9d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SKYWORKS SOLUTIONS, INC. (SWKS)
CIK: 0000004127
Period of Report: 2018-11-06
Reporting Person: BORI CARLOS S (SVP, Sales & Marketing)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-07 | Common Stock | A | 3231 | $0.00 | Acquired | 12843 | Direct |
| 2018-11-07 | Common Stock | F | 1118 | $82.65 | Disposed | 11725 | Direct |
| 2018-11-07 | Common Stock | M | 2159 | — | Acquired | 13884 | Direct |
| 2018-11-07 | Common Stock | F | 747 | $82.65 | Disposed | 13137 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-11-06 | Restricted Stock Units | $ | A | 13068 | Acquired | Common Stock (13068) | Direct | |
| 2018-11-07 | Restricted Stock Units | $ | M | 2159 | Disposed | Common Stock (2159) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1002 | Indirect |
Footnotes
F1: Represents 3,231 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/7/2017. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2018.
F2: This total includes 240 shares purchased on 1/31/2018 through the Skyworks Solutions, Inc. 2002 Employee Stock Purchase Plan.
F3: Transfer of stock to the Issuer of the number of common shares determined to be sufficient to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.
F4: Restricted stock units convert into shares of common stock on a one-for-one basis.
F5: This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 10/31/2018.
F6: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit.
F7: The restricted stock units vest in four (4) equal installments, beginning on 11/6/2019 and ending on 11/6/2022.
F8: The restricted stock units vest in four (4) equal installments, beginning on 11/7/2018 and ending on 11/7/2021.