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SKYWORKS SOLUTIONS, INC. — Director's Dealing 2017
Feb 2, 2017
30568_dirs_2017-02-01_c67d09da-e4c4-4e09-b092-f4196476a6ec.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SKYWORKS SOLUTIONS, INC. (SWKS)
CIK: 0000004127
Period of Report: 2017-01-30
Reporting Person: GASPARINI LAURA A (VP, Human Resources)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-30 | Common Stock | M | 1150 | $20.02 | Acquired | 10790 | Direct |
| 2017-01-30 | Common Stock | S | 1150 | $91.43 | Disposed | 9640 | Direct |
| 2017-01-30 | Common Stock | M | 2300 | $25.25 | Acquired | 11940 | Direct |
| 2017-01-30 | Common Stock | S | 2300 | $91.43 | Disposed | 9640 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-30 | Employee Stock Option (right to buy) | $20.02 | M | 1150 | Disposed | 2019-11-08 | Common Stock (1150) | Direct |
| 2017-01-30 | Employee Stock Option (right to buy) | $25.25 | M | 2300 | Disposed | 2020-11-07 | Common Stock (2300) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 446 | Indirect |
| Common Stock | 790 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 12/15/2016.
F2: This total includes 59 shares purchased on 1/31/2017 through the Skyworks Solutions, Inc. 2002 Employee Stock Purchase Plan.
F3: This total represents the number of shares of common stock held by the spouse of the Reporting Person. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for the purposes of Section 16 or for any other purposes.
F4: This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 1/31/2017.
F5: This stock option vests in four (4) equal installments, beginning on 11/8/2013 and ending on 11/8/2016.
F6: This stock option vests in four (4) equal installments, beginning on 11/7/2014 and ending on 11/7/2017.