Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

SKYWORKS SOLUTIONS, INC. Director's Dealing 2017

Nov 15, 2017

30568_dirs_2017-11-14_d3b31396-087a-4abf-804a-abfd3f400c15.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SKYWORKS SOLUTIONS, INC. (SWKS)
CIK: 0000004127
Period of Report: 2017-11-09

Reporting Person: GASPARINI LAURA A (VP, Human Resources)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-11-09 Common Stock A 645 $0.00 Acquired 11088 Direct
2017-11-09 Common Stock F 211 $111.12 Disposed 10877 Direct
2017-11-09 Common Stock A 3476 $0.00 Acquired 14353 Direct
2017-11-09 Common Stock F 1135 $111.12 Disposed 13218 Direct
2017-11-09 Common Stock M 580 Acquired 13798 Direct
2017-11-09 Common Stock F 190 $111.12 Disposed 13608 Direct
2017-11-10 Common Stock A 3000 $0.00 Acquired 16608 Direct
2017-11-10 Common Stock F 1256 $110.41 Disposed 15352 Direct
2017-11-13 Common Stock M 1150 $25.25 Acquired 16502 Direct
2017-11-13 Common Stock S 1150 $110.53 Disposed 15352 Direct
2017-11-13 Common Stock M 3000 $60.97 Acquired 18352 Direct
2017-11-13 Common Stock S 3000 $110.53 Disposed 15352 Direct
2017-11-13 Common Stock M 6000 $84.89 Acquired 21352 Direct
2017-11-13 Common Stock S 6000 $110.53 Disposed 15352 Direct
2017-11-13 Common Stock M 1982 $77.66 Acquired 17334 Direct
2017-11-13 Common Stock S 1982 $110.53 Disposed 15352 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-11-09 Restricted Stock Units $ M 580 Disposed Common Stock (580) Direct
2017-11-13 Employee Stock Option (right to buy) $25.25 M 1150 Disposed 2020-11-07 Common Stock (1150) Direct
2017-11-13 Employee Stock Option (right to buy) $60.97 M 3000 Disposed 2021-11-10 Common Stock (3000) Direct
2017-11-13 Employee Stock Option (right to buy) $84.89 M 6000 Disposed 2022-11-09 Common Stock (6000) Direct
2017-11-13 Employee Stock Option (right to buy) $77.66 M 1982 Disposed 2023-11-09 Common Stock (1982) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 446 Indirect
Common Stock 791 Indirect

Footnotes

F1: Represents 645 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/9/2015. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2016.

F2: This total includes 43 shares purchased on 7/31/2017 through the Skyworks Solutions, Inc. 2002 Employee Stock Purchase Plan.

F3: Transfer of stock to the Issuer of the number of common shares determined to be sufficient to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.

F4: Represents 3,476 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/9/2016. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2017.

F5: Restricted stock units convert into shares of common stock on a one-for-one basis.

F6: Represents 3,000 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/10/2014. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2015.

F7: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $110.49 per share to $110.69 per share.

F8: This total represents the number of shares of common stock held by the spouse of the Reporting Person. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for the purposes of Section 16 or for any other purposes.

F9: This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 10/31/2017.

F10: The restricted stock units vest in four (4) equal installments, beginning on 11/9/2017 and ending on 11/9/2020.

F11: This stock option vested in four (4) equal installments, beginning on 11/7/2014 and ending on 11/7/2017.

F12: This stock option vests in four (4) equal installments, beginning on 11/10/2015 and ending on 11/10/2018.

F13: This stock option vests in four (4) equal installments, beginning on 11/9/2016 and ending on 11/9/2019.

F14: This stock option vests in four (4) equal installments, beginning on 11/9/2017 and ending on 11/9/2020.