AI assistant
SKYWORKS SOLUTIONS, INC. — Director's Dealing 2017
Nov 15, 2017
30568_dirs_2017-11-14_23ce1813-1aa2-40cc-8007-2f15c8373b8f.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SKYWORKS SOLUTIONS, INC. (SWKS)
CIK: 0000004127
Period of Report: 2017-11-09
Reporting Person: TERRY ROBERT JOHN (SVP, Gen. Counsel & Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-09 | Common Stock | A | 260 | $0.00 | Acquired | 2243 | Direct |
| 2017-11-09 | Common Stock | F | 98 | $111.12 | Disposed | 2145 | Direct |
| 2017-11-09 | Common Stock | A | 3952 | $0.00 | Acquired | 6097 | Direct |
| 2017-11-09 | Common Stock | F | 1486 | $111.12 | Disposed | 4611 | Direct |
| 2017-11-10 | Common Stock | A | 5250 | $0.00 | Acquired | 9861 | Direct |
| 2017-11-10 | Common Stock | F | 2158 | $110.41 | Disposed | 7703 | Direct |
| 2017-11-10 | Common Stock | M | 659 | — | Acquired | 8362 | Direct |
| 2017-11-10 | Common Stock | F | 344 | $110.41 | Disposed | 8018 | Direct |
| 2017-11-13 | Common Stock | M | 2500 | $25.25 | Acquired | 10518 | Direct |
| 2017-11-13 | Common Stock | S | 2500 | $110.32 | Disposed | 8018 | Direct |
| 2017-11-13 | Common Stock | M | 1750 | $60.97 | Acquired | 9768 | Direct |
| 2017-11-13 | Common Stock | S | 1750 | $110.32 | Disposed | 8018 | Direct |
| 2017-11-13 | Common Stock | M | 1483 | $84.89 | Acquired | 9501 | Direct |
| 2017-11-13 | Common Stock | S | 1483 | $110.32 | Disposed | 8018 | Direct |
| 2017-11-13 | Common Stock | M | 2253 | $75.91 | Acquired | 10271 | Direct |
| 2017-11-13 | Common Stock | S | 2253 | $110.32 | Disposed | 8018 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-10 | Restricted Stock Units | $ | M | 659 | Disposed | Common Stock (659) | Direct | |
| 2017-11-13 | Employee Stock Option (right to buy) | $25.25 | M | 2500 | Disposed | 2020-11-07 | Common Stock (2500) | Direct |
| 2017-11-13 | Employee Stock Option (right to buy) | $60.97 | M | 1750 | Disposed | 2021-11-10 | Common Stock (1750) | Direct |
| 2017-11-13 | Employee Stock Option (right to buy) | $84.89 | M | 1483 | Disposed | 2022-11-09 | Common Stock (1483) | Direct |
| 2017-11-13 | Employee Stock Option (right to buy) | $75.91 | M | 2253 | Disposed | 2023-11-10 | Common Stock (2253) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2629 | Indirect |
Footnotes
F1: Represents 260 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/9/2015. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2016.
F2: This total includes 72 shares purchased on 7/31/2017 through the Skyworks Solutions, Inc. 2002 Employee Stock Purchase Plan.
F3: Transfer of stock to the Issuer of the number of common shares determined to be sufficient to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.
F4: Represents 3,952 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/9/2016. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2017.
F5: Represents 5,250 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/10/2014. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2015.
F6: Restricted stock units convert into shares of common stock on a one-for-one basis.
F7: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $110.31 per share to $110.35 per share.
F8: This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 10/31/2017.
F9: The restricted stock units vest in four (4) equal installments, beginning on 11/10/2017 and ending on 11/10/2020.
F10: This stock option vested in four (4) equal installments, beginning on 11/7/2014 and ending on 11/7/2017.
F11: This stock option vests in four (4) equal installments, beginning on 11/10/2015 and ending on 11/10/2018.
F12: This stock option vests in four (4) equal installments, beginning on 11/9/2016 and ending on 11/9/2019.
F13: This stock option vests in four (4) equal intallments, beginning on 11/10/2017 and ending on 11/10/2020.