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SKYWORKS SOLUTIONS, INC. — Director's Dealing 2015
Nov 13, 2015
30568_dirs_2015-11-12_f419e30a-0224-405a-9ad7-ff8bda756bc2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SKYWORKS SOLUTIONS, INC. (SWKS)
CIK: 0000004127
Period of Report: 2015-11-09
Reporting Person: ALDRICH DAVID J (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-09 | Common Stock | A | 13694 | $0.00 | Acquired | 144811 | Direct |
| 2015-11-09 | Common Stock | F | 6471 | $84.89 | Disposed | 138340 | Direct |
| 2015-11-09 | Common Stock | A | 45000 | $0.00 | Acquired | 183340 | Direct |
| 2015-11-09 | Common Stock | F | 21263 | $84.89 | Disposed | 162077 | Direct |
| 2015-11-09 | Common Stock | A | 116002 | $0.00 | Acquired | 278079 | Direct |
| 2015-11-09 | Common Stock | F | 54811 | $84.89 | Disposed | 223268 | Direct |
| 2015-11-10 | Common Stock | A | 31000 | $0.00 | Acquired | 254268 | Direct |
| 2015-11-10 | Common Stock | F | 14648 | $80.37 | Disposed | 239620 | Direct |
| 2015-11-10 | Common Stock | M | 5000 | $23.80 | Acquired | 244620 | Direct |
| 2015-11-10 | Common Stock | S | 1700 | $80.18 | Disposed | 242920 | Direct |
| 2015-11-10 | Common Stock | S | 3300 | $80.72 | Disposed | 239620 | Direct |
| 2015-11-11 | Common Stock | M | 5000 | $19.08 | Acquired | 244620 | Direct |
| 2015-11-11 | Common Stock | S | 3700 | $80.37 | Disposed | 240920 | Direct |
| 2015-11-11 | Common Stock | S | 1300 | $81.16 | Disposed | 239620 | Direct |
| 2015-11-11 | Common Stock | S | 2200 | $80.24 | Disposed | 237420 | Direct |
| 2015-11-11 | Common Stock | S | 2800 | $80.83 | Disposed | 234620 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-11-09 | Employee Stock Option (Right to Buy) | $84.89 | A | 90000 | Acquired | 2022-11-09 | Common Stock (90000) | Direct |
| 2015-11-10 | Employee Stock Option (right to buy) | $23.80 | M | 5000 | Disposed | 2017-11-09 | Common Stock (5000) | Direct |
| 2015-11-11 | Employee Stock Option (right to buy) | $19.08 | M | 5000 | Disposed | 2018-11-10 | Common Stock (5000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 19147 | Indirect |
Footnotes
F1: Unrestricted stock award under the Issuer's 2015 Long-Term Incentive Plan made as partial payment for an amount due to the Reporting Person under the Issuer's Fiscal 2015 Executive Incentive Plan.
F2: Transfer of stock to the Issuer of the number of common shares determined to be sufficient to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.
F3: Represents 45,000 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/7/2013. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2014.
F4: Represents 116,002 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/8/2012. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2013.
F5: Represents 31,000 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/10/2014. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2015.
F6: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 5/4/2015.
F7: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $80.00 per share to $80.35 per share.
F8: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $80.39 per share to $81.35 per share.
F9: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 8/7/2015.
F10: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $80.09 per share to $80.70 per share.
F11: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $80.85 per share to $81.71 per share.
F12: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $80.05 per share to $80.35 per share.
F13: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $80.47 per share to $81.42 per share.
F14: This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 10/31/2015.
F15: This stock option vests in four (4) equal installments, beginning on 11/9/2016 and ending on 11/9/2019.
F16: This stock option vested in four (4) equal installments, beginning on 11/9/2011 and ending on 11/9/2014.
F17: This stock option vested in four (4) equal installments, beginning on 11/10/2012 and ending on 11/10/2015.