AI assistant
SKYWORKS SOLUTIONS, INC. — Director's Dealing 2012
Nov 14, 2012
30568_dirs_2012-11-13_39d9b2f1-f1ed-471c-8be6-4a85f88a837e.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SKYWORKS SOLUTIONS, INC. (SWKS)
CIK: 0000004127
Period of Report: 2012-11-08
Reporting Person: GRIFFIN LIAM (EVP & GM, High Performance Ana)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-09 | Common Stock | A | 23589 | $0.00 | Acquired | 60974 | Direct |
| 2012-11-09 | Common Stock | F | 11012 | $20.57 | Disposed | 49962 | Direct |
| 2012-11-12 | Common Stock | A | 27720 | $0.00 | Acquired | 77682 | Direct |
| 2012-11-12 | Common Stock | F | 12940 | $20.81 | Disposed | 64742 | Direct |
| 2012-11-12 | Common Stock | A | 20896 | $0.00 | Acquired | 85638 | Direct |
| 2012-11-12 | Common Stock | F | 9755 | $20.81 | Disposed | 75883 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-08 | Employee Stock Option (Right to Buy) | $20.02 | A | 60000 | Acquired | 2019-11-08 | Common Stock (60000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 10678 | Indirect |
Footnotes
F1: Represents 23,589 shares of common stock issued to the Reporting Person pursuant to a performance share award dated November 9, 2010. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2011.
F2: Transfer of stock to the Issuer of the number of common shares determined to be sufficient to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.
F3: Represents 27,720 shares of common stock issued to the Reporting Person pursuant to a performance share award dated November 10, 2009. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2010.
F4: Represents 20,896 shares of common stock issued to the Reporting Person pursuant to a performance share award dated November 10, 2011. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2012.
F5: This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan. The information in this report is based on the latest plan statement dated 10/31/2012.
F6: This stock option vests in four (4) equal installments, beginning on 11/8/2013 and ending on 11/8/2016.