AI assistant
SKYWEST INC — Director's Dealing 2015
Nov 12, 2015
31149_dirs_2015-11-12_6593a89d-d2af-47c5-8ed5-977631404e00.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SKYWEST INC (SKYW)
CIK: 0000793733
Period of Report: 2015-11-09
Reporting Person: Thompson Michael B (Chief Operating Officer of Sub)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-09 | Common Stock | M | 10289 | $15.24 | Acquired | 45532 | Direct |
| 2015-11-09 | Common Stock | M | 3035 | $14.49 | Acquired | 48567 | Direct |
| 2015-11-09 | Common Stock | S | 13324 | $19.53 | Disposed | 35243 | Direct |
| 2015-11-10 | Common Stock | M | 5494 | $14.49 | Acquired | 40737 | Direct |
| 2015-11-10 | Common Stock | M | 8172 | $15.51 | Acquired | 48909 | Direct |
| 2015-11-10 | Common Stock | M | 4464 | $13.06 | Acquired | 53373 | Direct |
| 2015-11-10 | Common Stock | S | 18130 | $19.59 | Disposed | 35243 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-11-09 | Stock Option (Right to Buy) | $15.24 | M | 10289 | Disposed | 2016-02-04 | Common Stock (10289) | Direct |
| 2015-11-09 | Stock Option (Right to Buy) | $14.49 | M | 3035 | Disposed | 2017-02-03 | Common Stock (3035) | Direct |
| 2015-11-10 | Stock Option (Right to Buy) | $14.49 | M | 5494 | Disposed | 2017-02-03 | Common Stock (5494) | Direct |
| 2015-11-10 | Stock Option (Right to Buy) | $15.51 | M | 8172 | Disposed | 2018-02-02 | Common Stock (8172) | Direct |
| 2015-11-10 | Stock Option (Right to Buy) | $13.06 | M | 4464 | Disposed | 2019-02-15 | Common Stock (4464) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3616 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $13.24 | 2020-02-13 | Common Stock (4582) | 4582 | Direct |
| Stock Option (Right to Buy) | $12.10 | 2021-02-18 | Common Stock (5051) | 5051 | Direct |
| Stock Option (Right to Buy) | $11.36 | 2021-05-15 | Common Stock (5868) | 5868 | Direct |
| Stock Option (Right to Buy) | $13.51 | 2022-02-17 | Common Stock (17391) | 17391 | Direct |
Footnotes
F1: Includes 34,816 restricted stock units, of which 23,342 vest three years from the date of grant and 11,474 vest upon achievement of performance measurements three years from the date of grant. Each restricted stock unit represents a contingent right to receive one share of common stock.
F2: Stock Options become exercisable in equal annual installments of 33.33% starting on February 17, 2016.
F3: Shares held under the company 401k plan.
F4: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions of prices that ranged from $19.50 to $19.60, inclusive. The reporting person undertakes to provide to SkyWest, Inc., any security holder of SkyWest, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions of prices that ranged from $19.50 to $19.68, inclusive. The reporting person undertakes to provide to SkyWest, Inc., any security holder of SkyWest, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.