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SkyWater Technology, Inc — Director's Dealing 2025
Feb 14, 2025
32481_dirs_2025-02-14_9aeb269f-8e9e-45c4-a908-9a27f45023d0.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: SkyWater Technology, Inc (SKYT)
CIK: 0001819974
Period of Report: 2024-12-31
Reporting Person: Unterseher Loren A (N/A)
Reporting Person: CMI Oxbow Partners, LLC (Director, 10% Owner)
Reporting Person: Oxbow Industries, LLC (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-05-21 | Common Stock | G | 142732 | — | Disposed | 12663532 | Direct |
| 2024-05-21 | Common Stock | G | 5091 | — | Acquired | 189982 | Indirect |
| 2024-05-21 | Common Stock | G | 5091 | — | Acquired | 189982 | Indirect |
| 2024-05-21 | Common Stock | G | 5091 | — | Acquired | 189981 | Indirect |
| 2024-05-21 | Common Stock | G | 5091 | — | Acquired | 189981 | Indirect |
| 2024-05-21 | Common Stock | G | 1413 | — | Acquired | 52317 | Indirect |
| 2024-05-21 | Common Stock | G | 115342 | — | Acquired | 182793 | Indirect |
| 2024-05-21 | Common Stock | G | 5613 | — | Acquired | 531283 | Indirect |
| 2024-11-18 | Common Stock | G | 10060 | — | Disposed | 34375 | Direct |
| 2024-11-18 | Common Stock | G | 10060 | — | Acquired | 192853 | Indirect |
| 2024-12-17 | Common Stock | G | 30459 | — | Disposed | 162394 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2480746 | Indirect |
| Common Stock | 1229864 | Indirect |
| Common Stock | 3 | Direct |
Footnotes
F1: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
F2: In January 2024, 162,000 shares of common stock were transferred from the irrevocable trust to the family trust.
F3: Shares owned directly by Mr. Unterseher.
F4: In November 2024, 1,229,864 shares of Common Stock were transferred from the 2023 grantor retained annuity trust to the 2024 grantor retained annuity trust.
F5: Oxbow directly holds the shares reported in Column 5.