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SkyWater Technology, Inc — Director's Dealing 2025
Mar 18, 2025
32481_dirs_2025-03-18_24041726-e959-4725-81cb-ca6a0cdae4a6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SkyWater Technology, Inc (SKYT)
CIK: 0001819974
Period of Report: 2025-03-14
Reporting Person: Unterseher Loren A (N/A)
Reporting Person: CMI Oxbow Partners, LLC (Director, 10% Owner)
Reporting Person: Oxbow Industries, LLC (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-03-14 | Common Stock | S | 1412247 | $8.20 | Disposed | 11160832 | Direct |
| 2025-03-14 | Common Stock | S | 22090 | $8.218 | Disposed | 12285 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3 | Direct |
| Common Stock | 2480746 | Indirect |
| Common Stock | 189982 | Indirect |
| Common Stock | 189982 | Indirect |
| Common Stock | 189981 | Indirect |
| Common Stock | 189981 | Indirect |
| Common Stock | 52317 | Indirect |
| Common Stock | 162394 | Indirect |
| Common Stock | 531283 | Indirect |
| Common Stock | 1229864 | Indirect |
Footnotes
F1: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
F2: Reflects the weighted average price of 22,090 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 14, 2025 with sale prices ranging from $8.20 to $8.355 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: Shares owned directly by Mr. Unterseher.
F4: Oxbow directly holds the shares reported in Column 5.