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SkyWater Technology, Inc Director's Dealing 2025

Aug 25, 2025

32481_dirs_2025-08-25_de9055d6-47f6-40e3-894e-6ed8ff1c9433.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SkyWater Technology, Inc (SKYT)
CIK: 0001819974
Period of Report: 2025-08-21

Reporting Person: Unterseher Loren A (N/A)
Reporting Person: CMI Oxbow Partners, LLC (Director, 10% Owner)
Reporting Person: Oxbow Industries, LLC (Director, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2025-08-21 Common Stock S 37979 $11.1644 Disposed 9453640 Direct
2025-08-22 Common Stock S 292628 $11.5006 Disposed 9161012 Direct
2025-08-25 Common Stock S 243484 $11.8202 Disposed 8917528 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 3 Direct
Common Stock 23713 Direct
Common Stock 2480746 Indirect
Common Stock 230580 Indirect
Common Stock 230580 Indirect
Common Stock 230579 Indirect
Common Stock 230579 Indirect
Common Stock 52317 Indirect
Common Stock 531283 Indirect
Common Stock 1229864 Indirect
Common Stock 2 Indirect

Footnotes

F1: Reflects the weighted average price of 37,979 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on August 21, 2025 with sale prices ranging from $11.00 to $11.40 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

F3: Reflects the weighted average price of 292,628 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on August 22, 2025 with sale prices ranging from $11.00 to $11.64 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F4: Reflects the weighted average price of 243,484 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on August 25, 2025 with sale prices ranging from $11.55 to $12.02 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F5: Oxbow directly holds the shares reported in Column 5.

F6: Shares owned directly by Mr. Unterseher.