SkyWater Technology, Inc — Director's Dealing 2024

Mar 5, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SkyWater Technology, Inc (SKYT)
CIK: 0001819974
Period of Report: 2024-02-29

Reporting Person: Unterseher Loren A (N/A)
Reporting Person: CMI Oxbow Partners, LLC (Director, 10% Owner)
Reporting Person: Oxbow Industries, LLC (Director, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-02-29	Common Stock	S	117989	$11.6881	Disposed	13779293	Direct
2024-03-01	Common Stock	S	139190	$11.6725	Disposed	13640103	Direct
2024-03-04	Common Stock	S	187810	$11.8824	Disposed	13452293	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	32150	Direct
Common Stock	3	Direct
Common Stock	3710610	Indirect
Common Stock	184891	Indirect
Common Stock	184891	Indirect
Common Stock	184890	Indirect
Common Stock	184890	Indirect
Common Stock	50904	Indirect
Common Stock	229451	Indirect
Common Stock	363670	Indirect

Footnotes

F1: Reflects the weighted average price of 8,000 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on February 29, 2024 with sale prices ranging from $11.50 to $12.39 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

F3: Reflects the weighted average price of 139,190 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 1, 2024 with sale prices ranging from $11.50 to $11.86 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F4: Reflects the weighted average price of 187,810 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 4, 2024 with sale prices ranging from $11.59 to $12.23 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F5: Shares owned directly by Mr. Unterseher.

F6: Oxbow directly holds the shares reported in Column 5.