SkyWater Technology, Inc — Director's Dealing 2024

Mar 8, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SkyWater Technology, Inc (SKYT)
CIK: 0001819974
Period of Report: 2024-03-05

Reporting Person: Unterseher Loren A (N/A)
Reporting Person: CMI Oxbow Partners, LLC (Director, 10% Owner)
Reporting Person: Oxbow Industries, LLC (Director, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-03-05	Common Stock	S	10520	$11.5038	Disposed	13441773	Direct
2024-03-06	Common Stock	S	50771	$11.565	Disposed	13391002	Direct
2024-03-07	Common Stock	S	360181	$12.1295	Disposed	13030821	Direct
2024-03-07	Common Stock	S	8528	$12.5047	Disposed	13022293	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	32150	Direct
Common Stock	3	Direct
Common Stock	3710610	Indirect
Common Stock	184891	Indirect
Common Stock	184891	Indirect
Common Stock	184890	Indirect
Common Stock	184890	Indirect
Common Stock	50904	Indirect
Common Stock	229451	Indirect
Common Stock	363670	Indirect

Footnotes

F1: Reflects the weighted average price of 10,520 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 5, 2024 with sale prices ranging from $11.50 to $11.52 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2: Reflects the weighted average price of 50,771 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 6, 2024 with sale prices ranging from $11.50 to $11.75 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price

F3: Reflects the weighted average price of 360,181 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 7, 2024 with sale prices ranging from $11.50 to $12.46 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price

F4: Reflects the weighted average price of 8,528 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 5, 2024 with sale prices ranging from $12.50 to $12.51 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price

F5: Shares owned directly by Mr. Unterseher.

F6: Oxbow directly holds the shares reported in Column 5.