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SkyWater Technology, Inc — Director's Dealing 2024
Dec 10, 2024
32481_dirs_2024-12-10_9a502e19-368f-46fc-99ae-a746ee465fc0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SkyWater Technology, Inc (SKYT)
CIK: 0001819974
Period of Report: 2024-12-06
Reporting Person: Unterseher Loren A (N/A)
Reporting Person: CMI Oxbow Partners, LLC (Director, 10% Owner)
Reporting Person: Oxbow Industries, LLC (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-12-06 | Common Stock | S | 100000 | $9.3774 | Disposed | 12919620 | Direct |
| 2024-12-09 | Common Stock | S | 61299 | $9.3839 | Disposed | 12858321 | Direct |
| 2024-12-10 | Common Stock | S | 44296 | $9.2594 | Disposed | 12814025 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3 | Direct |
| Common Stock | 44435 | Direct |
| Common Stock | 3710610 | Indirect |
| Common Stock | 184891 | Indirect |
| Common Stock | 184891 | Indirect |
| Common Stock | 184890 | Indirect |
| Common Stock | 184890 | Indirect |
| Common Stock | 50904 | Indirect |
| Common Stock | 229451 | Indirect |
| Common Stock | 363670 | Indirect |
Footnotes
F1: Reflects the weighted average price of 100,000 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on December 6, 2024 with sale prices ranging from $9.00 to $9.74 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Reflects the weighted average price of 61,299 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on December 9, 2024 with sale prices ranging from $9.25 to $10.00 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: Reflects the weighted average price of 44,296 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on December 10, 2024 with sale prices ranging from $9.25 to $9.30 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4: Oxbow directly holds the shares reported in Column 5.
F5: Shares owned directly by Mr. Unterseher.