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SkyWater Technology, Inc Director's Dealing 2023

Feb 11, 2023

32481_dirs_2023-02-10_d4e88177-fa72-4166-8408-b5d3249d4610.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: SkyWater Technology, Inc (SKYT)
CIK: 0001819974
Period of Report: 2023-02-02

Reporting Person: Hilberg Christopher (Chief Legal Officer)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 15118 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Options to Acquire Common Stock $18.64 2031-12-08 Common Stock (4644.0) Direct
Options to Acquire Common Stock $11.24 2032-02-25 Common Stock (9869.0) Direct

Footnotes

F1: Includes 14,637 Restricted Stock Units (RSUs) that are unvested. Contingent on the reporting person's continuation in service on each applicable vesting date, 711 RSUs will vest on 12/8/2023, 711 RSUs will vest on 12/8/2024, 1,571 RSUs will vest on 2/25/2023, 1,572 RSUs will vest on 2/25/2024, 1,572 RSUs will vest on 2/25/2025, 2,833 RSUs will vest on 12/7/2023, 2,833 RSUs will vest on 12/7/2024, and 2,834 RSUs will vest on 12/7/2025.

F2: Contingent on the reporting person's continuation in service on each applicable vesting date, 1,161 options will vest on 12/8/2023, 1,161 options will vest on 12/8/2024, and 1,161 options will vest on 12/8/2025.

F3: Contingent on the reporting person's continuation in service on each applicable vesting date, 2,467 options will vest on 2/25/2023, 2,467 options will vest on 2/25/2024, 2,467 options will vest on 2/25/2025, and 2,468 options will vest on 2/25/2026.