AI assistant
SkyWater Technology, Inc — Director's Dealing 2023
Mar 16, 2023
32481_dirs_2023-03-16_0d89ac78-ba19-402a-a516-a659f171dcaa.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SkyWater Technology, Inc (SKYT)
CIK: 0001819974
Period of Report: 2023-03-14
Reporting Person: Unterseher Loren A (N/A)
Reporting Person: CMI Oxbow Partners, LLC (Director, 10% Owner)
Reporting Person: Oxbow Industries, LLC (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-03-14 | Common Stock | S | 41337 | $12.5308 | Disposed | 20260289 | Direct |
| 2023-03-15 | Common Stock | S | 300000 | $11.4538 | Disposed | 19960289 | Direct |
| 2023-03-16 | Common Stock | S | 200000 | $11.692 | Disposed | 19760289 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 22090 | Direct |
| Common Stock | 1468 | Indirect |
| Common Stock | 5910 | Indirect |
| Common Stock | 370 | Indirect |
Footnotes
F1: Reflects the weighted average price of 41,337 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 14, 2023 with sale prices ranging from $12.18 to $13.10 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Reflects the weighted average price of 300,000 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 15, 2023 with sale prices ranging from $11.30 to $12.00 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: Reflects the weighted average price of 200,000 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 16, 2023 with sale prices ranging from $11.50 to $12.06 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price
F4: Shares owned directly by Mr. Unterseher.