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SkyWater Technology, Inc — Director's Dealing 2023
Jun 7, 2023
32481_dirs_2023-06-07_264c5b2a-19ac-491a-a194-c813746f46e8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SkyWater Technology, Inc (SKYT)
CIK: 0001819974
Period of Report: 2023-06-05
Reporting Person: Unterseher Loren A (N/A)
Reporting Person: CMI Oxbow Partners, LLC (Director, 10% Owner)
Reporting Person: Oxbow Industries, LLC (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-06-05 | Common Stock | S | 10801 | $10.1523 | Disposed | 19749488 | Direct |
| 2023-06-06 | Common Stock | S | 46095 | $10.2235 | Disposed | 19703393 | Direct |
| 2023-06-07 | Common Stock | S | 134126 | $101665 | Disposed | 19569267 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 22090 | Direct |
| Common Stock | 1468 | Indirect |
| Common Stock | 5910 | Indirect |
| Common Stock | 370 | Indirect |
Footnotes
F1: Reflects the weighted average price of 10,801 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on June 5, 2023 with sale prices ranging from $10.15 to $10.18 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price
F2: Reflects the weighted average price of 46,095 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on June 6, 2023 with sale prices ranging from $10.15 to $10.40 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price
F3: Reflects the weighted average price of 134,126 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on June 7, 2023 with sale prices ranging from $10.00 to $10.47 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price
F4: Shares owned directly by Mr. Unterseher.