SkyWater Technology, Inc — Director's Dealing 2023

Jun 10, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SkyWater Technology, Inc (SKYT)
CIK: 0001819974
Period of Report: 2023-06-07

Reporting Person: Unterseher Loren A (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-06-07	Common Stock	A	10060	—	Acquired	32150	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	19569267	Indirect
Common Stock	1468	Indirect
Common Stock	5910	Indirect
Common Stock	370	Indirect

Footnotes

F1: Represents a grant of restricted stock units ("RSUs"). The RSUs vest on the date immediately preceding the next occurring annual meeting of the Issuer's stockholders, contingent on the reporting person's continued service on such vesting date.

F2: The reporting person serves as a director of the Issuer, and is also President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the 19,569,267 shares of Common Stock reported in Column 5. As a result, the reporting person may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. The reporting person disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.