SkyWater Technology, Inc — Director's Dealing 2023

Oct 20, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SkyWater Technology, Inc (SKYT)
CIK: 0001819974
Period of Report: 2023-09-26

Reporting Person: Unterseher Loren A (N/A)
Reporting Person: CMI Oxbow Partners, LLC (Director, 10% Owner)
Reporting Person: Oxbow Industries, LLC (Director, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-09-26	Common Stock	J	4591818	—	Disposed	14947282	Direct
2023-09-26	Common Stock	J	4545900	—	Acquired	4545900	Direct
2023-09-26	Common Stock	J	45918	—	Acquired	45918	Indirect
2023-09-27	Common Stock	J	4545900	—	Disposed	45459	Direct
2023-09-27	Common Stock	J	3664692	—	Acquired	3710610	Indirect
2023-09-27	Common Stock	J	180573	—	Acquired	182041	Indirect
2023-09-27	Common Stock	J	163794	—	Acquired	165272	Indirect
2023-09-27	Common Stock	J	163794	—	Acquired	165272	Indirect
2023-09-27	Common Stock	J	163794	—	Acquired	165271	Indirect
2023-09-27	Common Stock	J	163794	—	Acquired	165271	Indirect
2023-09-28	Common Stock	G	3710610	—	Disposed	0	Indirect
2023-09-28	Common Stock	G	3710610	—	Acquired	3710610	Indirect
2023-09-28	Common Stock	J	45459	—	Disposed	4	Indirect
2023-09-28	Common Stock	J	45459	—	Acquired	45459	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	32150	Direct

Footnotes

F1: Pro rata distribution from CMI Oxbow Partners, LLC ("CMI") to its members for no consideration.

F2: Includes 736 additional shares identified by routine reconciliation of Reporting Person's ownership records.

F3: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

F4: Oxbow directly holds the shares reported in Column 5.

F5: On September 27, 2023, Oxbow distributed all 4,545,900 shares previously received by pro rata distribution from CMI to its members for no consideration. Of the shares, 3,664,692 were transferred to the revocable trust.

F6: Includes 1,478 shares received upon dissolution of preexisting grantor retained annuity trust.

F7: Includes 1,478 shares received upon dissolution of preexisting grantor retained annuity trust.

F8: Includes 1,477 shares received upon dissolution of preexisting grantor retained annuity trust.

F9: Includes 1,477 shares received upon dissolution of preexisting grantor retained annuity trust.

F10: On September 28, 2023, the revocable trust contributed 3,710,610 shares to the 2023 GRAT.

F11: Excludes 370 shares erroneously reported as beneficially owned on prior ownership report.

F12: Shares owned directly by Mr. Unterseher.