SkyWater Technology, Inc — Director's Dealing 2023

Dec 29, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SkyWater Technology, Inc (SKYT)
CIK: 0001819974
Period of Report: 2023-12-26

Reporting Person: Unterseher Loren A (N/A)
Reporting Person: CMI Oxbow Partners, LLC (Director, 10% Owner)
Reporting Person: Oxbow Industries, LLC (Director, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-12-26	Common Stock	J	550000	—	Disposed	13897282	Direct
2023-12-26	Common Stock	J	544500	—	Acquired	544503	Direct
2023-12-26	Common Stock	J	5500	—	Acquired	5500	Indirect
2023-12-26	Common Stock	J	544500	—	Disposed	3	Direct
2023-12-26	Common Stock	J	438951	—	Acquired	444451	Indirect
2023-12-26	Common Stock	J	21629	—	Acquired	203670	Indirect
2023-12-26	Common Stock	J	19619	—	Acquired	184891	Indirect
2023-12-26	Common Stock	J	19619	—	Acquired	184891	Indirect
2023-12-26	Common Stock	J	19619	—	Acquired	184890	Indirect
2023-12-26	Common Stock	J	19619	—	Acquired	184890	Indirect
2023-12-26	Common Stock	J	5445	—	Acquired	50904	Indirect
2023-12-26	Common Stock	G	55000	—	Disposed	389451	Indirect
2023-12-27	Common Stock	G	160000	—	Disposed	229451	Indirect
2023-12-27	Common Stock	G	160000	—	Acquired	363670	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	32150	Direct
Common Stock	3710610	Indirect

Footnotes

F1: Pro rata distribution from CMI Oxbow Partners, LLC ("CMI") to its members for no consideration.

F2: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

F3: Oxbow directly holds the shares reported in Column 5.

F4: On December 26, 2023, Oxbow distributed all 544,500 shares previously received by pro rata distribution from CMI to its members for no consideration.

F5: Gift of shares from revocable trust to family irrevocable trust.

F6: Shares owned directly by Mr. Unterseher.