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SkyWater Technology, Inc Director's Dealing 2022

Jun 21, 2022

32481_dirs_2022-06-21_3a986008-00c9-40d8-aafd-df56d4ff42bc.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: SkyWater Technology, Inc (SKYT)
CIK: 0001819974
Period of Report: 2022-06-01

Reporting Person: Kosier Steve (Chief Technology Officer)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 50981 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Options to Acquire Common Stock $14.0 2031-04-20 Common Stock (7609.0) Direct
Options to Acquire Common Stock $11.24 2032-02-25 Common Stock (40502.0) Direct

Footnotes

F1: Includes 50,261 Restricted Stock Units (RSUs) that are unvested. Contingent on the reporting person's continuation in service on each applicable vesting date, 1,166 RSUs will vest on 4/21/2023, 1,168 RSUs will vest on 4/21/2024, 9,525 RSUs will vest on 8/6/2022, 9,525 RSUs will vest on 8/6/2023, 9,527 RSUs will vest on 8/6/2024, 6,450 RSUs will vest on 2/25/2023, 6,450 RSUs will vest on 2/25/2024, and 6,450 RSUs will vest on 2/25/2025.

F2: Contingent on the reporting person's continuation in service on each applicable vesting date, 1,902 options will vest on 4/20/2023, 1,902 options will vest on 4/20/2024, and 1,903 options will vest on 4/20/2025.

F3: Contingent on the reporting person's continuation in service on each applicable vesting date, 10,125 options will vest on 2/25/2023, 10,125 options will vest on 2/25/2024, 10,125 options will vest on 2/25/2025, and 10,127 options will vest on 2/25/2026.