SkyWater Technology, Inc — Director's Dealing 2022

Jun 21, 2022

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: SkyWater Technology, Inc (SKYT)
CIK: 0001819974
Period of Report: 2022-06-01

Reporting Person: Litecky Mark (Chief Revenue Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	519548	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Options to Acquire Common Stock	$14.0	2031-04-20	Common Stock (33773.0)		Direct
Options to Acquire Common Stock	$11.24	2032-02-25	Common Stock (40502.0)		Direct

Footnotes

F1: Includes 387,998 Restricted Stock Units (RSUs) that are unvested. Contingent on the reporting person's continuation in service on each applicable vesting date, 179,145 RSUs will vest on 7/1/2022, 179,145 RSUs will vest on 7/1/2023, 5,178 RSUs will vest on 4/21/2023, 5,180 RSUs will vest on 4/21/2024, 6,450 RSUs will vest on 2/25/2023, 6,450 RSUs will vest on 2/25/2024, and 6,450 RSUs will vest on 2/25/2025.

F2: Includes 8,443 options that vested on 4/20/2022. Contingent on the reporting person's continuation in service on each applicable vesting date, 8,443 options will vest on 4/20/2023, 8,443 options will vest on 4/20/2024, and 8,444 options will vest on 4/20/2025.

F3: Contingent on the reporting person's continuation in service on each applicable vesting date, 10,125 options will vest on 2/25/2023, 10,125 options will vest on 2/25/2024, 10,125 options will vest on 2/25/2025, and 10,127 options will vest on 2/25/2026.