SkyWater Technology, Inc — Director's Dealing 2022

Jun 22, 2022

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: SkyWater Technology, Inc (SKYT)
CIK: 0001819974
Period of Report: 2022-06-01

Reporting Person: Ferguson Bradley (Chief Govt Affairs Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	545546	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Options to Acquire Common Stock	$14.0	2022-07-20	Common Stock (104057.0)		Direct
Options to Acquire Common Stock	$14.0	2031-04-20	Common Stock (22516.0)		Direct
Options to Acquire Common Stock	$11.24	2032-02-25	Common Stock (27001.0)		Direct

Footnotes

F1: Includes 378,095 Restricted Stock Units (RSUs) that are unvested. Contingent on the reporting person's continuation in service on each applicable vesting date, 179,145 RSUs will vest on 7/1/2022, 179,145 RSUs will vest on 7/2/2023, 3,452 RSUs will vest on 4/21/2023, 3,453 RSUs will vest on 4/21/2024, 4,300 RSUs will vest on 2/25/2023, 4,300 RSUs will vest on 2/25/2024, and 4,300 RSUs will vest on 2/25/2025.

F2: Options were fully vested on 04/20/2022.

F3: Contingent on the reporting person's continuation in service on each applicable vesting date, 5,629 options will vest on 4/20/2023, 5,629 options will vest on 4/20/2024, and 5,629 options will vest on 4/20/2025.

F4: Contingent on the reporting person's continuation in service on each applicable vesting date, 6,750 options will vest on 2/25/2023, 6,750 options will vest on 2/25/2024, 6,750 options will vest on 2/25/2025, and 6,751 options will vest on 2/25/2026.