SkyWater Technology, Inc — Director's Dealing 2022

Sep 2, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SkyWater Technology, Inc (SKYT)
CIK: 0001819974
Period of Report: 2022-09-02

Reporting Person: CMI Oxbow Partners, LLC (N/A)
Reporting Person: Oxbow Industries, LLC (Director, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-09-02	Common Stock	J	5299080	—	Disposed	22260324	Direct

Footnotes

F1: Pro rata distribution from CMI Oxbow Partners, LLC to a non-managing member for no consideration.

F2: In addition to CMI Oxbow Partners, LLC ("CMI"), this Form 4 is being filed jointly with Oxbow Industries, LLC ("Oxbow" and, together with CMI, the "Reporting Person"), which has the same address as CMI and may be deemed to have a pecuniary interest in the securities reported on this Form 4 (the "Reported Securities"). Loren A. Unterseher, Managing Partner of Oxbow and President of CMI, may also be deemed to have a pecuniary interest in the Reported Securities and has elected to submit filings pursuant to Section 16(a) on an individual basis.

F3: Oxbow, as the majority member of CMI, may be deemed to be the beneficial owner of the Reported Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. Oxbow disclaims beneficial ownership of the Reported Securities, except to the extent of any pecuniary interest therein.

F4: Mr. Unterseher was initially elected to the board of directors of the Issuer as a representative of the Reporting Persons. As a result, each of the other Reporting Persons may be directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934.