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SkyWater Technology, Inc — Director's Dealing 2022
Sep 19, 2022
32481_dirs_2022-09-19_21f1415d-7259-40db-b342-7ed3508edd26.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SkyWater Technology, Inc (SKYT)
CIK: 0001819974
Period of Report: 2022-09-15
Reporting Person: Unterseher Loren A (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-09-15 | Common Stock | S | 85584 | $8.979 | Disposed | 22048408 | Indirect |
| 2022-09-16 | Common Stock | S | 88084 | $8.664 | Disposed | 21960324 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 22090 | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $8.82 to $9.45, inclusive.
F2: The reporting person is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, the reporting person may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. The reporting person disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $8.50 to 8.97, inclusive.