SkyWater Technology, Inc — Director's Dealing 2022

Dec 10, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SkyWater Technology, Inc (SKYT)
CIK: 0001819974
Period of Report: 2022-11-09

Reporting Person: Unterseher Loren A (N/A)
Reporting Person: CMI Oxbow Partners, LLC (Director, 10% Owner)
Reporting Person: Oxbow Industries, LLC (Director, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-11-09	Common Stock	G	366	—	Acquired	366	Indirect
2022-11-10	Common Stock	G	1468	—	Acquired	1468	Indirect
2022-11-10	Common Stock	G	5910	—	Acquired	5910	Indirect
2022-11-10	Common Stock	G	370	—	Acquired	370	Indirect
2022-11-10	Common Stock	G	28848	—	Acquired	29214	Indirect
2022-11-11	Common Stock	G	29214	—	Disposed	0	Indirect
2022-12-07	Common Stock	S	8000	$9.2926	Disposed	21914992	Direct
2022-12-08	Common Stock	S	37500	$9.2791	Disposed	21877492	Direct
2022-12-09	Common Stock	S	36500	$9.2961	Disposed	21840992	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	22090	Direct

Footnotes

F1: Contribution of 5,910 shares previously held by Oxbow Industries, LLC to a grantor retained annuity trust for the benefit of Mr. Unterseher's children.

F2: Reflects the weighted average price of 8,000 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on December 7, 2022 with sale prices ranging from $9.25 to $9.31 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

F4: On November 10, 2022, Oxbow Industries, LLC distributed 37,332 shares to its members on a pro rata basis for no consideration.

F5: Reflects the weighted average price of 37,500 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on December 8, 2022 with sale prices ranging from $9.25 to $9.34 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F6: Reflects the weighted average price of 36,500 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on December 9, 2022 with sale prices ranging from $9.25 to $9.49 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F7: Shares owned directly by Mr. Unterseher.