SkyWater Technology, Inc — Director's Dealing 2022

Dec 15, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SkyWater Technology, Inc (SKYT)
CIK: 0001819974
Period of Report: 2022-12-12

Reporting Person: Unterseher Loren A (N/A)
Reporting Person: CMI Oxbow Partners, LLC (Director, 10% Owner)
Reporting Person: Oxbow Industries, LLC (Director, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-12-12	Common Stock	S	118300	$9.3024	Disposed	21722692	Direct
2022-12-13	Common Stock	S	61700	$9.269	Disposed	21660992	Direct
2022-12-14	Common Stock	S	38599	$9.0693	Disposed	21622393	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	22090	Direct
Common Stock	1468	Indirect
Common Stock	5910	Indirect
Common Stock	370	Indirect

Footnotes

F1: Reflects the weighted average price of 118,300 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on December 12, 2022 with sale prices ranging from $9.25 to $9.40 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2: Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

F3: Reflects the weighted average price of 61,700 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on December 13, 2022 with sale prices ranging from $9.25 to $9.40 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price

F4: Reflects the weighted average price of 38,599 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on December 14, 2022 with sale prices ranging from $9.00 to $9.25 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F5: Shares owned directly by Mr. Unterseher.