SkyWater Technology, Inc — Director's Dealing 2021

Apr 23, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SkyWater Technology, Inc (SKYT)
CIK: 0001819974
Period of Report: 2021-04-21

Reporting Person: Unterseher Loren A (Director, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-04-21	Common Stock	A	7143	$0.00	Acquired	7143	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	27995400	Indirect

Footnotes

F1: Represents a grant of restricted stock units ("RSUs"). The RSUs vest on the date immediately preceding the next occurring annual meeting of the Issuer's stockholders, contingent on the reporting person's continued service on such vesting date.

F2: The reporting person serves as a director of the Issuer, and is also President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the 27,995,400 shares of Common Stock reported in Column 5. As a result, the reporting person may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. The reporting person disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.