SkyWater Technology, Inc — Director's Dealing 2021

Apr 23, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SkyWater Technology, Inc (SKYT)
CIK: 0001819974
Period of Report: 2021-04-20

Reporting Person: SONDERMAN THOMAS (Director, President & CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-04-21	Common Stock	A	20232	$0.00	Acquired	479138	Direct
2021-04-21	Common Stock	A	24107	$0.00	Acquired	503245	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-04-20	Options to Acquire Common Stock	$14.00	A	17119	Acquired	2022-07-20	Common Stock (17119)	Direct
2021-04-20	Options to Acquire Common Stock	$14.00	A	285326	Acquired	2031-04-20	Common Stock (285326)	Direct

Footnotes

F1: Represents a grant of restricted stock units ("RSUs"). The RSUs vest in full on the first anniversary of the grant date contingent on the reporting person's continuation in service on such vesting date.

F2: Represents a grant of RSUs. The RSUs vest ratably on each of the first, second and third anniversaries of the grant date contingent on the reporting person's continuation in service on each applicable vesting date.

F3: The options vest in full on the first anniversary of the grant date contingent on the reporting person's continuation in service on such vesting date.

F4: The options vest ratably on each of the first, second, third and fourth anniversaries of the grant date contingent on the reporting person's continuation in service on each applicable vesting date.