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Skye Bioscience, Inc. Director's Dealing 2023

Aug 28, 2023

34097_dirs_2023-08-28_7715fec8-9d46-4843-b2b4-61b5a7c08bf1.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Skye Bioscience, Inc. (SKYE)
CIK: 0001516551
Period of Report: 2023-08-18

Reporting Person: 5AM Partners VII, LLC (10% Owner)
Reporting Person: 5AM Ventures VII, L.P. (10% Owner)
Reporting Person: 5AM Partners II, LLC (10% Owner)
Reporting Person: 5AM Ventures II LP (10% Owner)
Reporting Person: 5AM CO-INVESTORS II LP (10% Owner)
Reporting Person: DIEKMAN JOHN D (10% Owner)
Reporting Person: PARMAR KUSH (10% Owner)
Reporting Person: ROCKLAGE SCOTT M (10% Owner)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 684361447 Indirect
Common Stock 429546911 Indirect
Common Stock 16948799 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Warrant (Right to Buy) $0.0206 2033-08-18 Common Stock (426348120) Indirect

Footnotes

F1: The securities are directly held by 5AM Ventures VII, L.P. ("Ventures VII"). 5AM Partners VII, LLC ("Partners VII") is the sole general partner of Ventures VII. Dr. Kush Parmar and Andrew J. Schwab are the managing members of Partners VII and may be deemed to have shared voting and investment power over the securities beneficially owned by Ventures VII. Each of Partners VII and Dr. Parmar disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein. Mr. Schwab is a director of the Issuer and files separate Section 16 reports.

F2: The securities are directly held by 5AM Ventures II, L.P. ("Ventures II"). 5AM Partners II, LLC ("Partners II") is the sole general partner of Ventures II. Dr. John Diekman, Andrew J. Schwab and Dr. Scott M. Rocklage are the managing members of Partners II and may be deemed to have shared voting and investment power over the securities beneficially owned by Ventures II. Each of Partners II, Dr. Diekman and Dr. Rocklage disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein. Mr. Schwab is a director of the Issuer and files separate Section 16 reports.

F3: The securities are directly held by 5AM Co-Investors II, L.P. ("Co-Investors II"). Partners II is the sole general partner of Co-Investors II. Dr. John Diekman, Andrew J. Schwab and Dr. Scott M. Rocklage are the managing members of Partners II and may be deemed to have shared voting and investment power over the securities beneficially owned by Co-Investors II. Each of Partners II, Dr. Diekman and Dr. Rocklage disclaims beneficial ownership of such shares except to the extent of its or his respective pecuniary interest therein. Mr. Schwab is a director of the Issuer and files separate Section 16 reports.