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Skye Bioscience, Inc. — Director's Dealing 2015
Jun 2, 2015
34097_dirs_2015-06-02_8b2bd994-9ce7-434e-ba29-35b36569d8bf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nemus Bioscience, Inc. (NMUS)
CIK: 0001516551
Period of Report: 2015-05-29
Reporting Person: McLaughlin Gerald W. (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-05-29 | Series A Preferred Stock | $2.50 | P | 10000 | Acquired | Common Stock (10000) | Direct | |
| 2015-05-29 | Common Stock Warrant (Right to Buy) | $5.00 | P | 2000 | Acquired | 2020-05-29 | Common Stock (2000) | Direct |
Footnotes
F1: The Series A Convertible Preferred Stock are automatically convertible in accordance with the Issuer's Certificate of Designation and Certificate of Correction, which are included as exhibit 3.1 and 3.2, respectively, to the Issuer's Form 8-K filed on April 7, 2015, and do not have an expiration date.
F2: Pursuant to a Securities Purchase Agreement dated April 29, 2015, between the Reporting Person and the Issuer, the Reporting Person acquired 10,000 shares of Series A Preferred Stock and warrants to purchase an aggregate 2,000 shares of the Issuer's common stock at an exercise price of $5.00 per share in exchange for $25,000, or $2.50 per share.
F3: Subject to adjustment as specified in the Issuer's Certificate of Designation, which is included as exhibit 3.1 to the Issuer's Form 8-K filed on April 7, 2015.