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Skye Bioscience, Inc. — Director's Dealing 2015
Jun 4, 2015
34097_dirs_2015-06-03_6f61e882-e74c-40fd-b26c-b2af629f1844.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Nemus Bioscience, Inc. (NMUS)
CIK: 0001516551
Period of Report: 2015-06-01
Reporting Person: INGRAM DOUGLAS S (Director, Vice Chairman)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series A Preferred Stock | $2.50 | Common Stock (100000) | Direct | ||
| Common Stock Warrant (Right to Buy) | $5.00 | 2020-04-07 | Common Stock (20000) | Direct |
Footnotes
F1: Pursuant to a Securities Purchase Agreement dated April 7, 2015, between the Reporting Person and the Issuer, the Reporting Person acquired 100,000 shares of Series A Preferred Stock and warrants to purchase 20,000 shares of the Issuer's common stock at an exercise price of $5.00 per share in exchange for $250,000.
F2: The Series A Preferred Stock are automatically convertible in accordance with the Issuer's Certificate of Designation and Certificate of Correction, which are included as exhibits 3.1 and 3.2, respectively, to the Issuer's Form 8-K filed on April 7, 2015, and do not have an expiration date.
F3: Subject to adjustment as specified in the Issuer's Certificate of Designation, which is included as exhibit 3.1 to the Issuer's Form 8-K filed on April 7, 2015.