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SKS TECHNOLOGIES GROUP LIMITED — Major Shareholding Notification 2018
Aug 29, 2018
65805_rns_2018-08-29_233358b1-7138-4ca4-a1df-b1b6995d7c3d.pdf
Major Shareholding Notification
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Form 604 Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
To: Company Name/Scheme Enevis Limited
ACN/ARSN 004 554 929
1. Details of substantial holder (1)
Name
The entities named in Section 4 below (each a “ Substantial Holder ”)
ACN/ARSN (if applicable)
| There was a change in the interests of the substantial holder on The previous notice was given to the company on The previous notice was dated |
See Attachment A |
|---|---|
| 20 / 06 / 18 |
|
| 20 / 06 / 18 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company of scheme, are as follows:
| Class of securities (4) | Previous notice | Previous notice | Present notice | Present notice |
|---|---|---|---|---|
| Person’s votes |
Voting power (5) | Person’s votes | Voting power (5) | |
| FPO | 5,755,214 | 13.67% | 5,392,185 | 8.31% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change (6) |
Consideration given in relation to change (7) |
Class and number of securities affected |
Person’s votes affected |
|---|---|---|---|---|---|
| Various – see Attachment A |
JM Financial Group Limited and No Plan B Pty Ltd |
On market trading | Refer Attachment A | ||
| 10 August 2018 |
JM Financial Group Limited and No Plan B Pty Ltd |
Dilution due to share placement |
nil | n/a | n/a |
604 GUIDE page 1/1 13 March 2000
4. Present relevant interest
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Nature of relevant interest (6) |
Class and number of securities |
Person’s votes |
||
|---|---|---|---|---|---|---|---|
| JM Financial Group Limited |
Sandhurst Trustees Ltd a/c> |
JM Financial Group Limited |
Power to exercise or control the exercise of a vote attached to the securities and dispose of the securities which are held in client discretionary investment accounts managed by JM Financial Group (see section 608(1)(b) and 608(1)(c) |
5,392,185 FPO |
5,392,185 FPO |
||
| No Plan B Pty Ltd |
Sandhurst Trustees Ltd a/c> |
JM Financial Group Limited |
Relevant interest under section 608(3)(a) |
5,392,185 FPO |
5,392,185 FPO |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN(if applicable) | Nature of association |
|---|---|
| N/A | |
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Each Substantial Holder | Level 8,140 Bourke Street,Melbourne |
| Sandhurst Trustees Limited | Level 5,120 Harbour Esplanade,Docklands VIC 3008 |
Signature
| print name sign here |
Lee Mitchell capacity Company ~~Secretary~~ |
|---|---|
| date 30 / 08 / 2018 |
DIRECTIONS
(1)
If there are a number of substantial holders with similar or related relevant issues (e.g. A corporation and its related corporations, or the manager and equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in form.
(2)
See the definition of “associate” in Section 9 of the Corporations Act 2001.
(3)
See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Act 2001.
(4)
The voting shares of a company constitute one class unless divided into separate classes.
604 GUIDE page 1/1 13 March 2000
(5)
(6)
(a)
The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.
Include details of:
any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any
the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or this form, together with a written statement certifying this contract, scheme or arrangement; and
(b)
any qualification of the power of a person to exercise, control the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of “relevant agreement” in section 9 of the Corporations Act 2001.
(7)
(8)
(9)
Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the the relevant interest was acquired.
If the substantial holder in unable to determine the identity of the person (eg. If the relevant interest arises because of an option) write “unknown”.
Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
604 GUIDE page 1/1 13 March 2000
Attachment A
| Nature of Change | Value ($) | Volume | Average Price ($) | Trade Date |
|---|---|---|---|---|
| On-market sale | 500.06 | 2273 | 0.2200 | 2018-05-30 Total |
| On-market sale | 1100 | 5000 | 0.2200 | 2018-06-01 Total |
| On-market sale | 3228.06 | 14673 | 0.2200 | 2018-06-04 Total |
| On-market sale | 1100 | 5000 | 0.2200 | 2018-06-07 Total |
| On-market sale | 4979.92 | 22636 | 0.2200 | 2018-06-13 Total |
| On-market sale | 1470 | 7000 | 0.2100 | 2018-07-10 Total |
| On-market sale | 3328.08 | 15848 | 0.2100 | 2018-07-13 Total |
| On-market sale | 4114 | 18700 | 0.2200 | 2018-07-20 Total |
| On-market sale | 6906.02 | 31391 | 0.2200 | 2018-07-24 Total |
| On-market sale | 4600 | 20000 | 0.2300 | 2018-07-25 Total |
| On-market sale | 14179.96 | 61652 | 0.2300 | 2018-07-27 Total |
| On-market sale | 5239.86 | 22782 | 0.2300 | 2018-07-30 Total |
| On-market sale | 2300 | 10000 | 0.2300 | 2018-07-31 Total |
| On-market sale | 3450 | 15000 | 0.2300 | 2018-08-02 Total |
| On-market sale | 9660 | 42000 | 0.2300 | 2018-08-03 Total |
| On-market sale | 9200 | 40000 | 0.2300 | 2018-08-06 Total |
| On-market sale | 690 | 3000 | 0.2300 | 2018-08-08 Total |
| On-market sale | 2486.28 | 11074 | 0.2245 | 2018-08-09 Total |
| On-market sale | 3450 | 15000 | 0.2300 | 2018-08-13 Total |