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Sintx Technologies, Inc. — Major Shareholding Notification 2018
May 11, 2018
35101_mrq_2018-05-11_51390fa5-c78e-4d93-bb32-e6f557ae7b27.zip
Major Shareholding Notification
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SC 13G/A 1 sc13g0518a2alpha_amedicacorp.htm AMENDMENT NO. 2 TO SCHEDULE 13G
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 2)
AMEDICA CORPORATION
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(Name of Issuer)
COMMON STOCK, $0.01 PAR VALUE
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(Title of Class of Securities)
023435407
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(CUSIP Number)
May 10, 2018
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(DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☒ Rule 13d-1(c)
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
(Continued on following page(s)
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Page 1 of 5 Pages
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CUSIP No. 023435407 13G Page 2 of 5 Pages
| 1. | NAMES OF REPORTING PERSON |
|---|---|
| S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Alpha Capital Anstalt | |
| 2. | CHECK |
| THE APPROPRIATE BOX IF A MEMBER OF A GROUP: | |
| (a) ☐ (b) ☐ | |
| 3. | SEC USE ONLY |
| 4. | CITIZENSHIP |
| OR PLACE OF ORGANIZATION - | |
| Liechtenstein |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON | SOLE VOTING POWER - | | --- | --- | | | 427,255 Common Stock upon conversion and/or exercise of Alpha Capital Anstalt’s securities (1) (2) | | 6. | SHARED VOTING POWER - | | | None | | 7. | SOLE DISPOSITIVE POWER - | | | 427,255 shares of Common Stock (1) (2) | | 8. | SHARED DISPOSITIVE POWER - | | | None |
| 9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON - | | --- | --- | | | 427,255 shares of Common Stock upon conversion and/or exercise of Alpha Capital Anstalt’s securities (1) (2) | | 10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☒ | | | The aggregate amount in row 9 represents the maximum amount of shares that Alpha Capital Anstalt can beneficially control under a contractually stipulated 9.99% ownership restriction. The full conversion and/or exercise of Alpha Capital’s securities would exceed this limitation. | | 11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | | | 9.99% | | 12. | TYPE OF REPORTING PERSON | | | CO |
(1) Based on a number of outstanding shares equal to 4,276,844 shares as disclosed in the Form S-1/A filed on May 10, 2018
(2) 427,255 shares represent the maximum amount of shares that Alpha Capital Anstalt can beneficially control upon conversion and/or exercise of Alpha Capital Anstalt’s securities pursuant to a contractually stipulated 9.99% ownership restriction.
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CUSIP No. 023435407 13G Page 3 of 5 Pages
ITEM 1 (a) NAME OF ISSUER: Amedica Corporation
ITEM 1 (b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
1885 West 2100 South, Salt Lake City, Utah 84119
ITEM 2 (a) NAME OF PERSON FILING: Alpha Capital Anstalt
ITEM 2 (b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:
Lettstrasse 32, 9490 Vaduz, Liechtenstein
ITEM 2 (c) CITIZENSHIP: Liechtenstein
ITEM 2 (d) TITLE OF CLASS OF SECURITIES: Common Stock, $0.01 par value
ITEM 2 (e) CUSIP NUMBER: 023435407
ITEM 3 IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B) OR 13D-2(B): Not applicable
ITEM 4 OWNERSHIP
(a) AMOUNT BENEFICIALLY OWNED: 427,255 Shares of Common Stock upon conversion and/or exercise of Alpha Capital Anstalt’s securities (1) (2)
(b) PERCENT OF CLASS: 9.99%
(c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS:
(i) SOLE POWER TO VOTE OR DIRECT THE VOTE
427,255 Shares of Common Stock upon conversion and/or exercise of Alpha Capital Anstalt’s securities (1) (2)
(ii) SHARED POWER TO VOTE OR DIRECT THE VOTE
0 Shares
(iii) SOLE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF
427,255 Shares of Common Stock upon conversion and/or exercise of Alpha Capital Anstalt’s securities (1) (2)
(iv) SHARED POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF
0 Shares
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CUSIP No. 023435407 13G Page 4 of 5 Pages
ITEM 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
Not applicable
ITEM 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
Not applicable
ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
Not applicable
ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF A GROUP
Not applicable
ITEM 9 NOTICE OF DISSOLUTION OF GROUP
Not applicable
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CUSIP No. 023435407 13G Page 5 of 5 Pages
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| May 11, 2018 |
|---|
| (Date) |
| /s/ Konrad Ackerman |
| (Signature) |
| Konrad Ackerman, Director |
| (Name/Title) |
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