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Sintx Technologies, Inc. — Director's Dealing 2014
Feb 13, 2014
35101_dirs_2014-02-12_15761f27-ad7a-4265-804a-8e5de500e1dc.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: AMEDICA Corp (AMDA)
CIK: 0001269026
Period of Report: 2014-02-12
Reporting Person: MOYES JAY M (Director, Chief Fnancial Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 58778 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Warrant to Purchase Shares of Common Stock | $ | Common Stock (484) | Indirect | ||
| Series A Preferred Stock | $ | Common Stock (1534) | Direct | ||
| Series F Preferred Stock | $ | Common Stock (6250) | Indirect |
Footnotes
F1: Includes 58,778 restricted stock units, each of which represents a contingent right to receive one share of Issuer's common stock. The restricted stock units vest on the earlier of a change in control or the date of the expiration of the lock up period imposed on the Reporting Person after completion of the closing of the underwritten initial public offering of shares of the Issuer's Common Stock.
F2: Warrant has an exercise price of $25.77 per share of Common Stock and is exercisable at any time and expires on August 30, 2018.
F3: Shares held by Drayton Investments, LLC, of which Reporting Person is a managing member. The Reporting Person disclaims beneficial ownership except to the extent of any pecuniary interest therein.
F4: Upon the closing of the Issuer's initial public offering of shares of its Common Stock, each share of Series A Convertible Preferred Stock will convert into 1.0000 share of the Issuer's Common Stock pursuant to the terms of the Certificate of Designation for Series A Convertible Preferred Stock of the Issuer. This conversion is reflected in column 3 in the amount of securities underlying the derivative securities.
F5: Upon the closing of the Issuer's initial public offering of shares of its Common Stock, each share of Series F Convertible Preferred Stock will convert into 6.44370 shares of the Issuer's Common Stock pursuant to the terms of the Certificate of Designation for Series F Convertible Preferred Stock of the Issuer. This conversion is reflected in column 3 in the amount of securities underlying the derivative securities.