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Sintx Technologies, Inc. — Director's Dealing 2014
Feb 20, 2014
35101_dirs_2014-02-20_0ea8d92e-3de9-42b9-86f9-77600bb1ccae.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMEDICA Corp (AMDA)
CIK: 0001269026
Period of Report: 2014-02-18
Reporting Person: Truetzel David W. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-18 | Common Stock | P | 5000 | $5.8163 | Acquired | 8297 | Direct |
| 2014-02-19 | Common Stock | C | 337 | — | Acquired | 8634 | Direct |
| 2014-02-19 | Common Stock | C | 11064 | — | Acquired | 11064 | Indirect |
| 2014-02-19 | Common Stock | C | 15625 | — | Acquired | 15625 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-19 | Series C Preferred Stock | $ | C | 63939 | Disposed | Common Stock (2779) | Indirect | |
| 2014-02-19 | Series E Preferred Stock | $ | C | 7660 | Disposed | Common Stock (337) | Direct | |
| 2014-02-19 | Series E Preferred Stock | $ | C | 187936 | Disposed | Common Stock (8285) | Indirect | |
| 2014-02-19 | Series F Preferred Stock | $ | C | 62500 | Disposed | Common Stock (15625) | Indirect |
Footnotes
F1: Each share of Series C Convertible Preferred Stock converted into 1.1206 shares of the Issuer's Common Stock pursuant to the terms of the Certificate of Designation for Series C Convertible Preferred Stock of the Issuer and had no expiration date.
F2: Each share of Series E Convertible Preferred Stock converted into 1.1363 shares of the Issuer's Common Stock pursuant to the terms of the Certificate of Designation for Series E Convertible Preferred Stock of the Issuer and had no expiration date.
F3: Each share of Series F Convertible Preferred Stock converted into 6.44370 shares of the Issuer's Common Stock pursuant to the terms of the Certificate of Designation for Series F Convertible Preferred Stock of the Issuer and had no expiration date.
F4: Shares held by Spinal Management, LLC, of which the Reporting Person is a 50% member.
F5: Shares held by Truetzel Revocable Trust, to which the Reporting Person and his spouse are the sole beneficiaries.
F6: Reflects a 1-for-25.7746 reverse split of the Issuer's common stock effected on February 11, 2014.